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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
-$251M
Cap. Flow %
-1.72%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.53%
2 Healthcare 2.44%
3 Technology 0.79%
4 Consumer Discretionary 0.66%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
76
PUT
RTX Corp
RTX
$255B
$38.9M 0.27%
452,865
+63,242
+16% +$5.25M
INTC icon
77
CALL
Intel
INTC
$650B
$38.7M 0.27%
751,000
-146,700
-16% -$7.21M
ZAYO
78
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$38.5M 0.26%
1,134,327
-173,457
-13% -$5.84M
UNP icon
79
PUT
Union Pacific
UNP
$163B
$38.1M 0.26%
235,100
+35,400
+18% +$5.95M
PM icon
80
PUT
Philip Morris
PM
$297B
$37.8M 0.26%
498,400
+64,300
+15% +$5.1M
JNJ icon
81
CALL
Johnson & Johnson
JNJ
$654B
$37.5M 0.26%
290,200
+29,900
+11% +$3.94M
NFLX icon
82
PUT
Netflix
NFLX
$296B
$36.5M 0.25%
1,365,000
+4,000
+0.3% +$125K
V icon
83
CALL
Visa
V
$690B
$36.1M 0.25%
209,900
+81,900
+64% +$14.6M
AVGO icon
84
PUT
Broadcom
AVGO
$1.68T
$35.4M 0.24%
1,281,000
+11,000
+0.9% +$313K
GOOG icon
85
CALL
Alphabet (Google) Class C
GOOG
$4.17T
$35.1M 0.24%
576,000
+74,000
+15% +$4.38M
QCOM icon
86
PUT
Qualcomm
QCOM
$216B
$34.2M 0.24%
448,500
+22,600
+5% +$1.7M
LLY icon
87
PUT
Eli Lilly
LLY
$1.05T
$34M 0.23%
304,000
+29,200
+11% +$3.25M
ABBV icon
88
PUT
AbbVie
ABBV
$467B
$33.6M 0.23%
443,900
+120,100
+37% +$8.23M
GE icon
89
PUT
GE Aerospace
GE
$339B
$33.3M 0.23%
747,512
-863
-0.1% -$40.6K
MDLZ icon
90
PUT
Mondelez International
MDLZ
$76.9B
$33.2M 0.23%
600,900
+151,200
+34% +$8.27M
AABA
91
DELISTED
Altaba Inc
AABA
$33.1M 0.23%
1,701,157
+147,309
+9% +$9.74M
BBL
92
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$33M 0.23%
769,883
+360,665
+88% +$16.5M
CHTR icon
93
PUT
Charter Communications
CHTR
$12.9B
$32.5M 0.22%
78,900
+17,800
+29% +$7.18M
IWM icon
94
CALL
iShares Russell 2000 ETF
IWM
$77.3B
$32.1M 0.22%
211,900
-72,300
-25% -$11M
AMZN icon
95
Amazon
AMZN
$2.69T
$31.6M 0.22%
363,620
-168,500
-32% -$15.6M
MMM icon
96
PUT
3M
MMM
$87.4B
$31.4M 0.22%
228,077
+13,754
+6% +$1.92M
ACN icon
97
PUT
Accenture
ACN
$108B
$31.3M 0.22%
162,800
+43,100
+36% +$8.34M
NOC icon
98
PUT
Northrop Grumman
NOC
$72.5B
$31M 0.21%
82,800
+35,300
+74% +$12.5M
LOW icon
99
PUT
Lowe's Companies
LOW
$106B
$30.8M 0.21%
280,100
+68,500
+32% +$7.23M
PFE icon
100
CALL
Pfizer
PFE
$163B
$30.7M 0.21%
900,748
+530,056
+143% +$19.3M
2 3
4
5 6

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors's Q3 2019 filing shows 151 new, 821 increased, 320 reduced and 194 closed positions. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M. The largest sale was Red Hat Inc, an estimated $136M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, up from 89% a quarter earlier, followed by Healthcare and Technology.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.