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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
-$384M
Cap. Flow %
-4.38%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.63%
2 Financials 1.46%
3 Consumer Discretionary 0.99%
4 Healthcare 0.98%
5 Technology 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
76
CALL
Alphabet (Google) Class C
GOOG
$4.17T
$14.8M 0.17%
248,000
-276,000
-53% -$16.5M
TFCFA
77
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$14.7M 0.17%
+316,300
New +$14.5M
VVC
78
DELISTED
Vectren Corporation
VVC
$13.8M 0.16%
193,316
-177,111
-48% -$12.6M
VMW
79
PUT
DELISTED
VMware, Inc
VMW
$13.3M 0.15%
+85,000
New +$13M
NVDA icon
80
CALL
NVIDIA
NVDA
$5.43T
$13.1M 0.15%
1,864,000
-12,000
-0.6% -$78K
UNH icon
81
PUT
UnitedHealth
UNH
$338B
$13M 0.15%
49,000
+33,400
+214% +$8.69M
MA icon
82
PUT
Mastercard
MA
$497B
$12.6M 0.14%
56,500
+30,700
+119% +$6.4M
CAT icon
83
PUT
Caterpillar
CAT
$378B
$11.9M 0.14%
77,900
+51,100
+191% +$7.23M
BRK.B icon
84
CALL
Berkshire Hathaway Class B
BRK.B
$1.08T
$11.7M 0.13%
+54,800
New +$11.2M
MRK icon
85
PUT
Merck
MRK
$367B
$11.6M 0.13%
171,767
+94,320
+122% +$6.01M
WFC icon
86
PUT
Wells Fargo
WFC
$251B
$11.6M 0.13%
219,800
+105,900
+93% +$6.05M
BABA icon
87
PUT
Alibaba
BABA
$273B
$11.4M 0.13%
69,100
-32,500
-32% -$5.75M
ABBV icon
88
PUT
AbbVie
ABBV
$467B
$11.4M 0.13%
120,300
+86,200
+253% +$8.17M
KO icon
89
PUT
Coca-Cola
KO
$378B
$11.4M 0.13%
246,300
+149,400
+154% +$6.83M
GLD icon
90
CALL
SPDR Gold Trust
GLD
$145B
$11.3M 0.13%
100,000
-108,500
-52% -$12.4M
GLD icon
91
PUT
SPDR Gold Trust
GLD
$145B
$11.3M 0.13%
+100,000
New +$11.5M
CHTR icon
92
PUT
Charter Communications
CHTR
$12.9B
$11.2M 0.13%
34,400
+26,800
+353% +$8.18M
BIIB icon
93
PUT
Biogen
BIIB
$33.6B
$11.1M 0.13%
31,400
+21,900
+231% +$7.54M
QCOM icon
94
PUT
Qualcomm
QCOM
$216B
$11.1M 0.13%
153,800
+110,700
+257% +$7.29M
UNH icon
95
CALL
UnitedHealth
UNH
$338B
$11M 0.13%
+41,500
New +$10.8M
HSBC icon
96
PUT
HSBC
HSBC
$345B
$11M 0.13%
263,159
+187,908
+250% +$8.14M
COL
97
DELISTED
Rockwell Collins
COL
$11M 0.13%
78,293
-317,178
-80% -$43.7M
MDT icon
98
PUT
Medtronic
MDT
$113B
$10.9M 0.12%
110,900
+78,800
+245% +$7.29M
CMCSA icon
99
PUT
Comcast
CMCSA
$77.8B
$10.6M 0.12%
299,600
+154,700
+107% +$5.48M
RCL icon
100
CALL
Royal Caribbean
RCL
$64.9B
$10.6M 0.12%
+81,600
New +$9.56M
2 3
4
5 6

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $384M in Q3 2018, closing 104 positions and reducing 164 holdings. Its most notable exit was Altaba Inc, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 88% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in Dun & Bradstreet worth $24.2M.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.