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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.54B
AUM Growth
+$692M
Cap. Flow
+$154M
Cap. Flow %
4.34%
Top 10 Hldgs %
44.01%
Holding
772
New
236
Increased
68
Reduced
97
Closed
293

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$512M
2
C icon
Citigroup
C
+$60.3M
3
COL
Rockwell Collins
COL
+$48.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$42.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$30.8M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.4M
2
TWX
Time Warner Inc
TWX
+$23.7M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$23.3M
4
BCR
CR Bard Inc.
BCR
+$18.1M
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$16.9M

Sector Composition

Rank Sector Weight
1 Technology 3.88%
2 Financials 2.85%
3 Consumer Discretionary 1.65%
4 Communication Services 1.61%
5 Healthcare 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROX icon
76
PUT
Tronox
TROX
$1.02B
$4.31M 0.12%
+210,000
New +$5.12M
EZU icon
77
iShare MSCI Eurozone ETF
EZU
$9.91B
$4.27M 0.12%
+98,526
New +$4.28M
JNJ icon
78
PUT
Johnson & Johnson
JNJ
$626B
$4.27M 0.12%
30,600
– –
DISCK
79
CALL
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$4.23M 0.12%
200,000
+63,600
+47% +$1.17M
TD icon
80
PUT
Toronto Dominion Bank
TD
$201B
$4.08M 0.12%
+69,600
New +$3.98M
CAT icon
81
PUT
Caterpillar
CAT
$388B
$4.07M 0.11%
+25,800
New +$3.58M
IAU icon
82
iShares Gold Trust
IAU
$64.8B
$4.07M 0.11%
162,500
-110,762
-41% -$2.72M
SLB icon
83
CALL
SLB Ltd
SLB
$79.7B
$4.04M 0.11%
+60,000
New +$3.89M
NAV
84
PUT
DELISTED
Navistar International
NAV
$3.95M 0.11%
92,200
-8,000
-8% -$333K
DVY icon
85
iShares Select Dividend ETF
DVY
$23.7B
$3.67M 0.1%
37,229
-40,871
-52% -$3.93M
IBM icon
86
CALL
IBM
IBM
$225B
$3.6M 0.1%
24,581
-12,866
-34% -$1.87M
DYN
87
DELISTED
Dynegy, Inc.
DYN
$3.57M 0.1%
+301,000
New +$3.36M
XLY icon
88
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$3.52M 0.1%
71,234
-71,142
-50% -$3.35M
FM
89
DELISTED
iShares Frontier and Select EM ETF
FM
$3.46M 0.1%
104,614
-119,146
-53% -$3.85M
BABA icon
90
PUT
Alibaba
BABA
$306B
$3.45M 0.1%
+20,000
New +$3.58M
CAVM
91
DELISTED
Cavium, Inc.
CAVM
$3.35M 0.09%
+40,000
New +$3.09M
XLP icon
92
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$3.33M 0.09%
58,470
-69,110
-54% -$3.8M
BRK.B icon
93
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
$3.21M 0.09%
16,200
– –
QCOM icon
94
Qualcomm
QCOM
$171B
$3.2M 0.09%
50,009
+43,123
+626% +$2.62M
EWI icon
95
iShares MSCI Italy ETF
EWI
$1.08B
$3.18M 0.09%
104,618
-3,773
-3% -$116K
XLU icon
96
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$3.15M 0.09%
119,512
-96,122
-45% -$2.64M
MSFT icon
97
CALL
Microsoft
MSFT
$3.74T
$2.74M 0.08%
32,100
+20,000
+165% +$1.64M
IJH icon
98
iShares Core S&P Mid-Cap ETF
IJH
$127B
$2.66M 0.08%
+70,205
New +$2.6M
AGG icon
99
iShares Core US Aggregate Bond ETF
AGG
$137B
$2.61M 0.07%
23,913
-4,082
-15% -$446K
BND icon
100
Vanguard Total Bond Market
BND
$161B
$2.61M 0.07%
32,057
-5,392
-14% -$440K
2 3
4
5 6

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Capstone Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Capstone Investment Advisors held 772 positions worth $3.54B, up 24% from $2.85B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capstone Investment Advisors deployed $154M of net new capital in Q4 2017, opening 236 new positions and adding to 68 existing holdings. Its largest new stake was SPDR Gold Trust: 130,377 shares worth $16.1M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, down from 5.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $44.4M trimmed.

  • Capstone Investment Advisors's largest Q4 2017 buy was SPDR Gold Trust: 130,377 shares worth $16.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $512M increase.
  • Capstone Investment Advisors's biggest Q4 2017 reduction was Apple, cutting an estimated $44.4M.
  • Capstone Investment Advisors fully exited Boulevard Acquisition Corp. II Class A Common Stock in Q4 2017, selling an estimated $23.3M.
  • Capstone Investment Advisors's ten largest holdings make up 44% of its $3.54B portfolio in Q4 2017.
  • Capstone Investment Advisors opened 236 new positions and closed 293 in Q4 2017.
  • Capstone Investment Advisors's portfolio value rose 24% quarter-over-quarter to $3.54B.

Based on Capstone Investment Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.