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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$2.85B
AUM Growth
-$832M
Cap. Flow
-$1.63B
Cap. Flow %
-57.14%
Top 10 Hldgs %
33.58%
Holding
868
New
250
Increased
72
Reduced
135
Closed
370

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$25.9M
2
EWY icon
iShares MSCI South Korea ETF
EWY
+$15.3M
3
EWL icon
iShares MSCI Switzerland ETF
EWL
+$13.7M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$13.3M
5
EWT icon
iShares MSCI Taiwan ETF
EWT
+$11.3M

Top Sells

Rank Stock Value
1
AWH
Allied World Assurance Co Hld Lt
AWH
+$69.3M
2
AAPL icon
Apple
AAPL
+$57.7M
3
MBLY
Mobileye N.V.
MBLY
+$48.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31.6M
5
WSC icon
WillScot Mobile Mini Holdings
WSC
+$29.9M

Sector Composition

Rank Sector Weight
1 Technology 5.26%
2 Communication Services 2.65%
3 Financials 1.92%
4 Healthcare 1.52%
5 Consumer Discretionary 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
76
CALL
IBM
IBM
$225B
$5.19M 0.18%
+37,447
New +$5.22M
IBM icon
77
PUT
IBM
IBM
$225B
$5.13M 0.18%
37,028
+32,949
+808% +$4.59M
CBF
78
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$5.13M 0.18%
125,000
+112,000
+862% +$4.28M
GS icon
79
CALL
Goldman Sachs
GS
$301B
$5.1M 0.18%
+21,500
New +$4.85M
WGL
80
DELISTED
Wgl Holdings
WGL
$5.05M 0.18%
60,000
-30,806
-34% -$2.6M
ACIA
81
DELISTED
Acacia Communications Inc
ACIA
$4.75M 0.17%
+100,900
New +$4.5M
EEM icon
82
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$4.55M 0.16%
101,600
-350,000
-78% -$15.4M
NAV
83
PUT
DELISTED
Navistar International
NAV
$4.41M 0.15%
100,200
– –
PMC
84
DELISTED
PharMerica Corporation
PMC
$4.39M 0.15%
+150,000
New +$4.2M
RH icon
85
PUT
RH
RH
$3.46B
$4.34M 0.15%
61,700
+24,500
+66% +$1.54M
JPM icon
86
CALL
JPMorgan Chase
JPM
$962B
$4.29M 0.15%
44,900
+41,000
+1,051% +$3.78M
GS icon
87
PUT
Goldman Sachs
GS
$301B
$4.27M 0.15%
+18,000
New +$4.06M
HLF icon
88
PUT
Herbalife
HLF
$1.23B
$4.25M 0.15%
125,400
-17,000
-12% -$582K
BKNG icon
89
Booking.com
BKNG
$160B
$4.03M 0.14%
+55,000
New +$4.17M
JNJ icon
90
PUT
Johnson & Johnson
JNJ
$626B
$3.98M 0.14%
30,600
– –
VXX
91
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$3.92M 0.14%
100,000
-709,075
-88% -$32.9M
DELL icon
92
Dell
DELL
$285B
$3.86M 0.14%
+178,162
New +$3.43M
FXC icon
93
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.7M
$3.81M 0.13%
+48,232
New +$3.8M
CCC
94
CALL
DELISTED
Calgon Carbon Corp
CCC
$3.75M 0.13%
+175,000
New +$2.64M
IWM icon
95
iShares Russell 2000 ETF
IWM
$81.8B
$3.56M 0.12%
24,001
+20,001
+500% +$2.81M
VZ icon
96
PUT
Verizon
VZ
$196B
$3.54M 0.12%
+71,500
New +$3.36M
SLB icon
97
SLB Ltd
SLB
$79.7B
$3.49M 0.12%
50,000
+42,808
+595% +$2.83M
HUN icon
98
CALL
Huntsman Corp
HUN
$1.83B
$3.43M 0.12%
125,000
-247,600
-66% -$6.6M
C icon
99
CALL
Citigroup
C
$228B
$3.42M 0.12%
+47,000
New +$3.21M
EWI icon
100
iShares MSCI Italy ETF
EWI
$1.08B
$3.4M 0.12%
108,391
+64,187
+145% +$1.93M
2 3
4
5 6

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Capstone Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Capstone Investment Advisors held 868 positions worth $2.85B, down 23% from $3.68B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Capstone Investment Advisors withdrew a net $1.63B in Q3 2017, closing 370 positions and reducing 135 holdings. Its most notable exit was Allied World Assurance Co Hld Lt, an estimated $69.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 8.2% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI Switzerland ETF worth $13.9M.

  • Capstone Investment Advisors's largest Q3 2017 buy was iShares MSCI Switzerland ETF: 397,389 shares worth $13.9M.
  • Capstone Investment Advisors added most to Time Warner Inc in Q3 2017, an estimated $25.9M increase.
  • Capstone Investment Advisors's biggest Q3 2017 reduction was Apple, cutting an estimated $57.7M.
  • Capstone Investment Advisors fully exited Allied World Assurance Co Hld Lt in Q3 2017, selling an estimated $69.3M.
  • Capstone Investment Advisors's ten largest holdings make up 34% of its $2.85B portfolio in Q3 2017.
  • Capstone Investment Advisors opened 250 new positions and closed 370 in Q3 2017.
  • Capstone Investment Advisors's portfolio value fell 23% quarter-over-quarter to $2.85B.

Based on Capstone Investment Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.