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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.74B
AUM Growth
-$565M
Cap. Flow
-$678M
Cap. Flow %
-18.11%
Top 10 Hldgs %
37.99%
Holding
643
New
248
Increased
83
Reduced
93
Closed
185

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$91.4M
2
HNT
HEALTH NET INC
HNT
+$30.5M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$28.9M
4
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$25.1M
5
ARG
Airgas Inc
ARG
+$22.5M

Top Sells

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$49.5M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$42.7M
3
EAGLU
Double Eagle Acquisition Corp.
EAGLU
+$30.4M
4
BLVDU
Boulevard Acquisition Corp. II
BLVDU
+$26.2M
5
CYT
CYTEC INDS INC
CYT
+$25.8M

Sector Composition

Rank Sector Weight
1 Financials 6.65%
2 Industrials 4.64%
3 Technology 3.42%
4 Healthcare 2.36%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
76
Starbucks
SBUX
$122B
$6.98M 0.19%
116,260
+64,762
+126% +$3.94M
DIS icon
77
PUT
Walt Disney
DIS
$179B
$6.33M 0.17%
60,200
-58,600
-49% -$6.53M
XOM icon
78
PUT
ExxonMobil
XOM
$657B
$6.24M 0.17%
+80,000
New +$6.4M
AMZN icon
79
PUT
Amazon
AMZN
$2.94T
$6.08M 0.16%
180,000
-916,000
-84% -$28.9M
PARA
80
PUT
DELISTED
Paramount Global Class B
PARA
$5.89M 0.16%
125,000
-10,000
-7% -$469K
PARA
81
DELISTED
Paramount Global Class B
PARA
$5.82M 0.16%
123,500
-5,960
-5% -$280K
SBUX icon
82
PUT
Starbucks
SBUX
$122B
$5.44M 0.15%
90,600
+49,700
+122% +$3.03M
CSCO icon
83
PUT
Cisco
CSCO
$475B
$5.44M 0.15%
200,200
-15,800
-7% -$436K
HUM icon
84
Humana
HUM
$44.8B
$5.36M 0.14%
+30,000
New +$5.26M
BERY
85
DELISTED
Berry Global Group, Inc.
BERY
$5.3M 0.14%
+159,459
New +$5.06M
DIS icon
86
Walt Disney
DIS
$179B
$5.13M 0.14%
48,814
-60,325
-55% -$6.72M
HLF icon
87
PUT
Herbalife
HLF
$1.23B
$5.13M 0.14%
191,200
– –
SPY icon
88
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$5.1M 0.14%
25,000
-402,000
-94% -$82.6M
RAD
89
DELISTED
Rite Aid Corporation
RAD
$4.7M 0.13%
+30,000
New +$4.44M
EMC
90
DELISTED
EMC CORPORATION
EMC
$4.49M 0.12%
+175,000
New +$4.54M
PARA
91
CALL
DELISTED
Paramount Global Class B
PARA
$4.44M 0.12%
94,300
-139,800
-60% -$6.56M
CVC
92
CALL
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$4.12M 0.11%
129,000
+23,000
+22% +$728K
ILMN icon
93
Illumina
ILMN
$29.1B
$4.03M 0.11%
21,588
-5,962
-22% -$962K
VXX
94
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$4.02M 0.11%
12,500
-12,500
-50% -$3.98M
CVX icon
95
CALL
Chevron
CVX
$386B
$3.92M 0.1%
43,600
+7,100
+19% +$640K
AGN
96
DELISTED
Allergan plc
AGN
$3.91M 0.1%
+12,500
New +$3.72M
EEM icon
97
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$3.88M 0.1%
120,600
-563,700
-82% -$19.3M
LNG icon
98
PUT
Cheniere Energy
LNG
$54.8B
$3.73M 0.1%
+100,000
New +$4.56M
OVTI
99
CALL
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$3.71M 0.1%
127,700
+2,700
+2% +$77.6K
BHI
100
CALL
DELISTED
Baker Hughes
BHI
$3.29M 0.09%
71,300
-24,700
-26% -$1.26M
2 3
4
5 6

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Capstone Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Capstone Investment Advisors held 643 positions worth $3.74B, down 13% from $4.31B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Capstone Investment Advisors withdrew a net $678M in Q4 2015, closing 185 positions and reducing 93 holdings. Its most notable exit was CITY NATIONAL CORPORATION, an estimated $42.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 4.6% a quarter earlier, followed by Industrials and Technology.

Against the trend, Capstone Investment Advisors opened a new position in Apple worth $84.2M.

  • Capstone Investment Advisors's largest Q4 2015 buy was Apple: 3,200,000 shares worth $84.2M.
  • Capstone Investment Advisors added most to PARTNERRE LTD in Q4 2015, an estimated $13.9M increase.
  • Capstone Investment Advisors's biggest Q4 2015 reduction was iShares China Large-Cap ETF, cutting an estimated $49.5M.
  • Capstone Investment Advisors fully exited CITY NATIONAL CORPORATION in Q4 2015, selling an estimated $42.7M.
  • Capstone Investment Advisors's ten largest holdings make up 38% of its $3.74B portfolio in Q4 2015.
  • Capstone Investment Advisors opened 248 new positions and closed 185 in Q4 2015.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $3.74B.

Based on Capstone Investment Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.