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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.89%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.31B
AUM Growth
-$2.77B
Cap. Flow
-$2.34B
Cap. Flow %
-54.41%
Top 10 Hldgs %
42.2%
Holding
510
New
224
Increased
49
Reduced
96
Closed
115

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$60.1M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$53.7M
3
PRE
PARTNERRE LTD
PRE
+$44.4M
4
CB
CHUBB CORPORATION
CB
+$30.6M
5
EAGLU
Double Eagle Acquisition Corp.
EAGLU
+$30.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$81.3M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$66.3M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$51.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$44.1M
5
ANN
ANN INC
ANN
+$36.2M

Sector Composition

Rank Sector Weight
1 Financials 4.59%
2 Industrials 2.04%
3 Communication Services 1.98%
4 Materials 1.23%
5 Consumer Staples 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
76
CALL
SPDR Gold Trust
GLD
$143B
$8.01M 0.19%
75,000
-2,381,600
-97% -$257M
YHOO
77
DELISTED
Yahoo Inc
YHOO
$7.98M 0.19%
275,987
-290,551
-51% -$10.1M
VTRS icon
78
CALL
Viatris
VTRS
$18.7B
$7.85M 0.18%
+195,000
New +$10.9M
PG icon
79
CALL
Procter & Gamble
PG
$338B
$7.69M 0.18%
106,900
+7,600
+8% +$570K
ODP
80
PUT
DELISTED
ODP
ODP
$7M 0.16%
109,060
+7,930
+8% +$617K
IBM icon
81
IBM
IBM
$225B
$6.68M 0.16%
48,204
+23,318
+94% +$3.44M
CVC
82
PUT
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$6.49M 0.15%
+200,000
New +$5.45M
THOR
83
PUT
DELISTED
THORATEC CORPORATION
THOR
$6.44M 0.15%
+101,800
New +$6.05M
CL icon
84
Colgate-Palmolive
CL
$73.6B
$6.41M 0.15%
101,031
-93,773
-48% -$6.13M
THOR
85
DELISTED
THORATEC CORPORATION
THOR
$6.33M 0.15%
+100,000
New +$5.94M
WBA
86
CALL
DELISTED
Walgreens Boots Alliance
WBA
$6.06M 0.14%
72,900
+28,300
+63% +$2.56M
SLH
87
CALL
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$5.96M 0.14%
+110,400
New +$5.02M
AIG icon
88
CALL
American International
AIG
$40.4B
$5.93M 0.14%
104,400
-2,012,600
-95% -$123M
PG icon
89
PUT
Procter & Gamble
PG
$338B
$5.86M 0.14%
81,500
-18,500
-19% -$1.39M
CSCO icon
90
PUT
Cisco
CSCO
$475B
$5.67M 0.13%
216,000
-502,200
-70% -$13.6M
TWTR
91
CALL
DELISTED
Twitter, Inc.
TWTR
$5.57M 0.13%
206,800
+200,500
+3,183% +$6.02M
CL icon
92
PUT
Colgate-Palmolive
CL
$73.6B
$5.51M 0.13%
86,800
-12,200
-12% -$797K
CNW
93
DELISTED
CON-WAY INC.
CNW
$5.41M 0.13%
+114,000
New +$4.47M
PARA
94
PUT
DELISTED
Paramount Global Class B
PARA
$5.39M 0.13%
135,000
– –
HIFR
95
CALL
DELISTED
InfraREIT, Inc.
HIFR
$5.33M 0.12%
+225,000
New +$6.59M
ROIQ
96
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
$5.25M 0.12%
525,000
– –
V icon
97
Visa
V
$677B
$5.23M 0.12%
75,100
-30,450
-29% -$2.17M
HLF icon
98
PUT
Herbalife
HLF
$1.23B
$5.21M 0.12%
191,200
-23,800
-11% -$652K
QCOM icon
99
CALL
Qualcomm
QCOM
$171B
$5.2M 0.12%
96,800
-118,800
-55% -$7.06M
PARA
100
DELISTED
Paramount Global Class B
PARA
$5.17M 0.12%
129,460
+81,274
+169% +$3.94M
2 3
4
5 6

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Capstone Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Capstone Investment Advisors held 510 positions worth $4.31B, down 39% from $7.07B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors withdrew a net $2.34B in Q3 2015, closing 115 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $81.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, up from 0.97% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in iShares China Large-Cap ETF worth $54.9M.

  • Capstone Investment Advisors's largest Q3 2015 buy was iShares China Large-Cap ETF: 1,546,981 shares worth $54.9M.
  • Capstone Investment Advisors added most to CITY NATIONAL CORPORATION in Q3 2015, an estimated $13.7M increase.
  • Capstone Investment Advisors's biggest Q3 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $66.3M.
  • Capstone Investment Advisors fully exited Apple in Q3 2015, selling an estimated $81.3M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $4.31B portfolio in Q3 2015.
  • Capstone Investment Advisors opened 224 new positions and closed 115 in Q3 2015.
  • Capstone Investment Advisors's portfolio value fell 39% quarter-over-quarter to $4.31B.

Based on Capstone Investment Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.