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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.87B
AUM Growth
+$1.26B
Cap. Flow
+$2.06B
Cap. Flow %
23.18%
Top 10 Hldgs %
38.44%
Holding
555
New
203
Increased
101
Reduced
101
Closed
130

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$197M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$115M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$62.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$53.5M
5
MON
Monsanto Co
MON
+$38.2M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$34.6M
2
TWTR
Twitter, Inc.
TWTR
+$27.2M
3
SWY
SAFEWAY INC
SWY
+$24.5M
4
DTV
DIRECTV COM STK (DE)
DTV
+$21.7M
5
VOD icon
Vodafone
VOD
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 3.16%
2 Communication Services 1.52%
3 Healthcare 1.21%
4 Consumer Staples 1.03%
5 Financials 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
76
CALL
iShares MSCI EAFE ETF
EFA
$79.9B
$20.4M 0.23%
318,000
-93,900
-23% -$6.26M
WYNN icon
77
CALL
Wynn Resorts
WYNN
$10.8B
$20.2M 0.23%
108,100
+96,000
+793% +$19M
EWZ icon
78
CALL
iShares MSCI Brazil ETF
EWZ
$8.6B
$19.9M 0.22%
458,600
-122,300
-21% -$6.05M
SHPG
79
DELISTED
Shire pic
SHPG
$19.4M 0.22%
+74,700
New +$18.5M
BRSL
80
Brightstar Lottery PLC
BRSL
$2.07B
$19.3M 0.22%
+1,144,525
New +$19M
KO icon
81
PUT
Coca-Cola
KO
$372B
$19.1M 0.22%
447,200
+349,900
+360% +$14.5M
JPM icon
82
PUT
JPMorgan Chase
JPM
$962B
$18.9M 0.21%
313,400
+90,200
+40% +$5.27M
APD icon
83
PUT
Air Products & Chemicals
APD
$68.9B
$18.4M 0.21%
+152,529
New +$18.6M
HLF icon
84
CALL
Herbalife
HLF
$1.23B
$18.4M 0.21%
839,200
-705,600
-46% -$18.9M
PM icon
85
CALL
Philip Morris
PM
$290B
$18.3M 0.21%
219,300
+126,800
+137% +$10.7M
TWTR
86
CALL
DELISTED
Twitter, Inc.
TWTR
$17.7M 0.2%
343,200
-281,200
-45% -$12.7M
PFE icon
87
PUT
Pfizer
PFE
$152B
$16.7M 0.19%
+596,880
New +$16.8M
SINA
88
PUT
DELISTED
Sina Corp
SINA
$16.6M 0.19%
403,700
+295,100
+272% +$13.8M
TWTR
89
PUT
DELISTED
Twitter, Inc.
TWTR
$15.5M 0.17%
300,600
+26,800
+10% +$1.21M
GOOG icon
90
Alphabet (Google) Class C
GOOG
$4.19T
$15.3M 0.17%
+521,167
New +$15.1M
SWY
91
DELISTED
SAFEWAY INC
SWY
$15M 0.17%
438,316
-708,524
-62% -$24.5M
WCG
92
CALL
DELISTED
Wellcare Health Plans, Inc.
WCG
$15M 0.17%
249,000
+214,200
+616% +$14.2M
SIAL
93
DELISTED
SIGMA - ALDRICH CORP
SIAL
$15M 0.17%
+110,000
New +$11.7M
PEP icon
94
PUT
PepsiCo
PEP
$189B
$14.7M 0.17%
158,300
+137,700
+668% +$12.6M
DIS icon
95
PUT
Walt Disney
DIS
$179B
$14.7M 0.17%
164,900
+149,900
+999% +$13.2M
HD icon
96
PUT
Home Depot
HD
$353B
$14.7M 0.17%
+159,900
New +$13.7M
SHPG
97
PUT
DELISTED
Shire pic
SHPG
$14.5M 0.16%
+56,000
New +$13.9M
TWC
98
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$14.3M 0.16%
100,000
-55,000
-35% -$8.17M
PEP icon
99
CALL
PepsiCo
PEP
$189B
$14.1M 0.16%
151,900
-25,300
-14% -$2.31M
MSFT icon
100
CALL
Microsoft
MSFT
$3.74T
$13.9M 0.16%
300,700
-895,800
-75% -$40M
2 3
4
5 6

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Capstone Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Investment Advisors held 555 positions worth $8.87B, up 17% from $7.61B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Capstone Investment Advisors deployed $2.06B of net new capital in Q3 2014, opening 203 new positions and adding to 101 existing holdings. Its largest new stake was Apple: 8,011,700 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 0.94% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Twitter, Inc., an estimated $27.2M trimmed.

  • Capstone Investment Advisors's largest Q3 2014 buy was Apple: 8,011,700 shares worth $202M.
  • Capstone Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2014, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2014 reduction was Twitter, Inc., cutting an estimated $27.2M.
  • Capstone Investment Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $34.6M.
  • Capstone Investment Advisors's ten largest holdings make up 38% of its $8.87B portfolio in Q3 2014.
  • Capstone Investment Advisors opened 203 new positions and closed 130 in Q3 2014.
  • Capstone Investment Advisors's portfolio value rose 17% quarter-over-quarter to $8.87B.

Based on Capstone Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.