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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
-$2.06B
Cap. Flow %
-22.45%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Technology 5.72%
2 Communication Services 1.31%
3 Consumer Staples 1.02%
4 Consumer Discretionary 0.72%
5 Financials 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
76
CALL
Amgen
AMGN
$224B
$13.9M 0.15%
121,600
-29,400
-19% -$3.34M
JNJ icon
77
CALL
Johnson & Johnson
JNJ
$626B
$13.8M 0.15%
150,500
-396,100
-72% -$36.5M
KO icon
78
CALL
Coca-Cola
KO
$372B
$13.8M 0.15%
333,000
-327,900
-50% -$12.9M
GMCR
79
CALL
DELISTED
KEURIG GREEN MTN INC
GMCR
$13M 0.14%
172,200
+11,500
+7% +$782K
LEAP
80
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$13M 0.14%
746,112
+271,112
+57% +$4.46M
BIDU icon
81
Baidu
BIDU
$35.9B
$13M 0.14%
72,945
+59,960
+462% +$9.69M
PNRA
82
CALL
DELISTED
Panera Bread Co
PNRA
$12.8M 0.14%
72,700
-16,600
-19% -$2.79M
MSFT icon
83
Microsoft
MSFT
$3.74T
$12.8M 0.14%
341,275
+291,275
+583% +$10.6M
TWTR
84
CALL
DELISTED
Twitter, Inc.
TWTR
$12.7M 0.14%
+199,500
New +$9.91M
MO icon
85
CALL
Altria Group
MO
$109B
$12.6M 0.14%
329,300
-237,600
-42% -$8.77M
VXX
86
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$12.5M 0.14%
+18,350
New +$14.6M
AJRD
87
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$12.2M 0.13%
678,926
-69,653
-9% -$1.19M
KO icon
88
PUT
Coca-Cola
KO
$372B
$12.2M 0.13%
295,500
-184,200
-38% -$7.26M
SPY icon
89
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$11.9M 0.13%
+64,344
New +$11.4M
BRK.B icon
90
PUT
Berkshire Hathaway Class B
BRK.B
$1.11T
$11.8M 0.13%
99,900
-51,900
-34% -$6M
FXI icon
91
CALL
iShares China Large-Cap ETF
FXI
$4.25B
$11.5M 0.13%
300,000
– –
JNJ icon
92
PUT
Johnson & Johnson
JNJ
$626B
$11.4M 0.12%
124,300
-347,200
-74% -$32M
TLT icon
93
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$11.4M 0.12%
+111,652
New +$11.7M
EBAY icon
94
CALL
eBay
EBAY
$47.2B
$11.3M 0.12%
488,981
+445,025
+1,012% +$9.85M
LPS
95
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$11.2M 0.12%
298,903
-76,097
-20% -$2.64M
FCX icon
96
PUT
Freeport-McMoran
FCX
$96.4B
$11.2M 0.12%
295,800
-69,200
-19% -$2.45M
TWTR
97
PUT
DELISTED
Twitter, Inc.
TWTR
$11M 0.12%
+172,400
New +$8.56M
AMGN icon
98
PUT
Amgen
AMGN
$224B
$10.9M 0.12%
95,900
-19,700
-17% -$2.24M
HP icon
99
PUT
Helmerich & Payne
HP
$4.25B
$10.9M 0.12%
130,000
+50,000
+63% +$3.89M
C icon
100
CALL
Citigroup
C
$228B
$10.7M 0.12%
205,000
-1,038,400
-84% -$52.6M
2 3
4
5 6

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.