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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIFE
76
CALL
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$15.7M 0.16%
210,000
+149,000
+244% +$11.1M
MA icon
77
PUT
Mastercard
MA
$492B
$15.1M 0.15%
224,000
-203,000
-48% -$12.7M
SHPG
78
PUT
DELISTED
Shire pic
SHPG
$15M 0.15%
+125,000
New +$13.8M
VZ icon
79
CALL
Verizon
VZ
$196B
$14.6M 0.15%
313,500
+157,700
+101% +$7.7M
PNRA
80
CALL
DELISTED
Panera Bread Co
PNRA
$14.2M 0.14%
89,300
-50,800
-36% -$8.82M
JPM icon
81
CALL
JPMorgan Chase
JPM
$962B
$14M 0.14%
270,100
-80,000
-23% -$4.29M
SHFL
82
DELISTED
SHFL ENTMT INC
SHFL
$13.8M 0.14%
+600,000
New +$13.2M
BIDU icon
83
CALL
Baidu
BIDU
$35.9B
$13.5M 0.14%
86,700
+15,400
+22% +$1.99M
TGT icon
84
CALL
Target
TGT
$69.2B
$13.4M 0.14%
209,600
-38,400
-15% -$2.61M
CAT icon
85
PUT
Caterpillar
CAT
$388B
$13.4M 0.13%
160,300
-50,400
-24% -$4.26M
NVE
86
DELISTED
NV ENERGY, INC
NVE
$13M 0.13%
550,000
+150,000
+38% +$3.54M
AMGN icon
87
PUT
Amgen
AMGN
$224B
$12.9M 0.13%
115,600
+84,200
+268% +$9.13M
T icon
88
AT&T
T
$168B
$12.8M 0.13%
502,234
+288,874
+135% +$7.58M
SFD
89
CALL
DELISTED
SMITHFIELD FOODS,INC
SFD
$12.7M 0.13%
+374,900
New +$12.6M
FIRE
90
DELISTED
SOURCEFIRE INC COM STK
FIRE
$12.5M 0.13%
+165,000
New +$11.8M
CTB
91
CALL
DELISTED
Cooper Tire & Rubber Co.
CTB
$12.5M 0.13%
+406,000
New +$13.2M
LPS
92
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$12.5M 0.13%
375,000
+93,529
+33% +$3.04M
XOM icon
93
ExxonMobil
XOM
$657B
$12.4M 0.13%
144,168
+132,341
+1,119% +$11.9M
GMCR
94
CALL
DELISTED
KEURIG GREEN MTN INC
GMCR
$12.1M 0.12%
160,700
-35,600
-18% -$2.81M
FCX icon
95
PUT
Freeport-McMoran
FCX
$96.4B
$12.1M 0.12%
365,000
+121,500
+50% +$3.71M
AJRD
96
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$12M 0.12%
748,579
+86,488
+13% +$1.42M
MRK icon
97
PUT
Merck
MRK
$322B
$12M 0.12%
263,782
+212,535
+415% +$9.7M
FCX icon
98
CALL
Freeport-McMoran
FCX
$96.4B
$11.9M 0.12%
359,500
+283,800
+375% +$8.67M
HPQ icon
99
CALL
HP
HPQ
$26.6B
$11.9M 0.12%
1,246,993
-831,034
-40% -$9.18M
MSFT icon
100
PUT
Microsoft
MSFT
$3.74T
$11.8M 0.12%
354,800
-155,000
-30% -$5.1M
2 3
4
5 6

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.