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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMC
951
DELISTED
PharMerica Corporation
PMC
– –
-12,900
Closed -$318K
RATE
952
DELISTED
Bankrate Inc
RATE
– –
-24,632
Closed -$184K
CAB
953
DELISTED
Cabela's Inc
CAB
– –
-6,230
Closed -$311K
MACK
954
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-7,131
Closed -$302K
DD
955
PUT
DELISTED
Du Pont De Nemours E I
DD
– –
-25,000
Closed -$1.62M
CBPO
956
DELISTED
China Biologic Products Holdings, Inc.
CBPO
– –
-2,100
Closed -$223K
ALJ
957
DELISTED
Alon USA Energy Inc
ALJ
– –
-36,297
Closed -$269K
CIE
958
DELISTED
Cobalt International Energy, Inc
CIE
– –
-5,898
Closed -$110K
CSC
959
DELISTED
Computer Sciences
CSC
– –
-101,300
Closed -$5.03M
STJ
960
CALL
DELISTED
St Jude Medical
STJ
– –
-300,000
Closed -$23.4M
TRTL
961
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
– –
-1,250,000
Closed -$12.4M
SAAS
962
DELISTED
inContact, Inc.
SAAS
– –
-600,000
Closed -$8.31M
AVG
963
DELISTED
AVG Technologies N.V.
AVG
– –
-11,870
Closed -$291K
N
964
DELISTED
Netsuite Inc
N
– –
-12,600
Closed -$1.27M
FEIC
965
DELISTED
FEI COMPANY
FEIC
– –
-9,371
Closed -$1M
MRD
966
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
– –
-71,141
Closed -$1.13M
YCB
967
DELISTED
YOUR CMNTY BANKSHARES INC COM
YCB
– –
-26,612
Closed -$988K
EMC
968
CALL
DELISTED
EMC CORPORATION
EMC
– –
-2,731,800
Closed -$74.2M
EMC
969
DELISTED
EMC CORPORATION
EMC
– –
-25,000
Closed -$679K
EMC
970
PUT
DELISTED
EMC CORPORATION
EMC
– –
-1,571,000
Closed -$42.7M
RDEN
971
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-412,630
Closed -$5.68M
CSH
972
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-26,339
Closed -$1.12M
TLMR
973
DELISTED
TALMER BANCORP INC (MI)
TLMR
– –
-60,011
Closed -$1.15M
AXLL
974
CALL
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-500,000
Closed -$16.3M
AXLL
975
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-330,744
Closed -$10.8M
37 38
39
40 41

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.