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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNC
926
CALL
DELISTED
GNC Holdings, Inc.
GNC
– –
-51,000
Closed -$1.24M
AKRX
927
DELISTED
Akorn Inc
AKRX
– –
-14,987
Closed -$426K
WBC
928
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-10,151
Closed -$929K
AGN
929
CALL
DELISTED
Allergan plc
AGN
– –
-55,000
Closed -$12.7M
ASNA
930
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-1,559
Closed -$217K
STI
931
DELISTED
SunTrust Banks, Inc.
STI
– –
-17,865
Closed -$733K
MDSO
932
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-8,900
Closed -$417K
TCF
933
DELISTED
TCF Financial Corporation Common Stock
TCF
– –
-7,789
Closed -$290K
TVPT
934
DELISTED
Travelport Worldwide Limited
TVPT
– –
-17,662
Closed -$227K
ARRS
935
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-136,572
Closed -$2.86M
TFCFA
936
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-163,785
Closed -$4.43M
ELGX
937
DELISTED
Endologix Inc
ELGX
– –
-1,260
Closed -$156K
BNCL
938
DELISTED
Beneficial Bancorp, Inc.
BNCL
– –
-12,272
Closed -$156K
AFSI
939
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-37,600
Closed -$921K
AET
940
CALL
DELISTED
Aetna Inc
AET
– –
-50,000
Closed -$6.11M
WEB
941
DELISTED
Web.com Group, Inc.
WEB
– –
-13,160
Closed -$239K
CVG
942
DELISTED
Convergys
CVG
– –
-24,900
Closed -$622K
ANDV
943
DELISTED
Andeavor
ANDV
– –
-3,714
Closed -$278K
PAY
944
DELISTED
Verifone Systems Inc
PAY
– –
-38,302
Closed -$710K
VR
945
DELISTED
Validus Hold Ltd
VR
– –
-8,885
Closed -$431K
WGL
946
DELISTED
Wgl Holdings
WGL
– –
-31,048
Closed -$2.2M
LQ
947
DELISTED
La Quinta Holdings Inc.
LQ
– –
-33,744
Closed -$384K
CBI
948
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-35,800
Closed -$1.24M
SNI
949
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-26,200
Closed -$1.63M
CUDA
950
DELISTED
Barracuda Networks, Inc.
CUDA
– –
-22,896
Closed -$346K
36 37
38
39 40

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.