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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QADA
901
DELISTED
QAD Inc.
QADA
$3.53M 0.01%
+40,356
New +$3.51M
WDC icon
902
CALL
Western Digital
WDC
$168B
$3.52M 0.01%
82,555
+18,125
+28% +$861K
PEP icon
903
PepsiCo
PEP
$192B
$3.51M 0.01%
+23,363
New +$3.62M
RMD icon
904
CALL
ResMed
RMD
$32.8B
$3.5M 0.01%
13,300
+12,100
+1,008% +$3.31M
CAH icon
905
Cardinal Health
CAH
$54.5B
$3.5M 0.01%
70,820
+55,595
+365% +$3.02M
ITW icon
906
Illinois Tool Works
ITW
$83.3B
$3.5M 0.01%
+16,948
New +$3.82M
NDAQ icon
907
CALL
Nasdaq
NDAQ
$53.5B
$3.49M 0.01%
54,300
+12,900
+31% +$812K
VMC icon
908
CALL
Vulcan Materials
VMC
$36.3B
$3.48M 0.01%
20,600
+2,800
+16% +$501K
RF icon
909
CALL
Regions Financial
RF
$26.9B
$3.48M 0.01%
163,200
+83,600
+105% +$1.66M
REG icon
910
PUT
Regency Centers
REG
$13.9B
$3.47M 0.01%
51,500
+15,700
+44% +$1.04M
DVN icon
911
CALL
Devon Energy
DVN
$48.8B
$3.47M 0.01%
97,600
+13,700
+16% +$389K
PEG icon
912
PUT
Public Service Enterprise Group
PEG
$37.8B
$3.44M 0.01%
56,500
-6,900
-11% -$431K
XENT
913
DELISTED
Intersect ENT, Inc
XENT
$3.44M 0.01%
+126,421
New +$3.13M
CTXS
914
DELISTED
Citrix Systems Inc
CTXS
$3.43M 0.01%
31,968
+10,240
+47% +$1.11M
KEY icon
915
CALL
KeyCorp
KEY
$24.5B
$3.43M 0.01%
158,700
+50,700
+47% +$1.02M
CRL icon
916
PUT
Charles River Laboratories
CRL
$13.4B
$3.42M 0.01%
8,300
+2,300
+38% +$955K
TTWO icon
917
CALL
Take-Two Interactive
TTWO
$45.4B
$3.42M 0.01%
22,200
-900
-4% -$146K
AEP icon
918
American Electric Power
AEP
$67.9B
$3.41M 0.01%
+41,989
New +$3.67M
EXPD icon
919
PUT
Expeditors International
EXPD
$24B
$3.41M 0.01%
28,600
-4,500
-14% -$563K
IFF icon
920
CALL
International Flavors & Fragrances
IFF
$21.4B
$3.4M 0.01%
25,400
-1,800
-7% -$264K
TWNI
921
DELISTED
Tailwind International Acquisition Corp.
TWNI
$3.4M 0.01%
350,000
– –
TDY icon
922
CALL
Teledyne Technologies
TDY
$31.8B
$3.39M 0.01%
7,900
+1,100
+16% +$486K
FMC icon
923
FMC
FMC
$1.28B
$3.39M 0.01%
37,047
+29,841
+414% +$2.95M
PSAG
924
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
$3.38M 0.01%
350,000
– –
LEN icon
925
Lennar Class A
LEN
$20.5B
$3.38M 0.01%
37,273
+35,840
+2,501% +$3.55M
35 36
37
38 39

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.