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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIX
901
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-32,340
Closed -$1.87M
PXD
902
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-43,310
Closed -$6.55M
CPE
903
DELISTED
Callon Petroleum Company
CPE
– –
-1,340
Closed -$150K
MDRX
904
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-45,367
Closed -$576K
RAD
905
DELISTED
Rite Aid Corporation
RAD
– –
-12,500
Closed -$1.87M
RAD
906
PUT
DELISTED
Rite Aid Corporation
RAD
– –
-100
Closed -$14K
PDCE
907
DELISTED
PDC Energy, Inc.
PDCE
– –
-10,161
Closed -$615K
VIVO
908
DELISTED
Meridian Bioscience Inc
VIVO
– –
-18,532
Closed -$361K
MNDT
909
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-31,000
Closed -$510K
COHR
910
DELISTED
Coherent Inc
COHR
– –
-4,947
Closed -$454K
EPAY
911
DELISTED
Bottomline Technologies Inc
EPAY
– –
-35,700
Closed -$768K
PBCT
912
DELISTED
People's United Financial Inc
PBCT
– –
-27,869
Closed -$408K
NUAN
913
DELISTED
Nuance Communications, Inc.
NUAN
– –
-38,200
Closed -$516K
FMBI
914
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-17,000
Closed -$298K
CSOD
915
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-6,607
Closed -$251K
ALXN
916
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-8,400
Closed -$980K
PRAH
917
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-5,372
Closed -$224K
NAV
918
DELISTED
Navistar International
NAV
– –
-1,000
Closed -$15.2K
BPFH
919
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-25,553
Closed -$301K
EIGI
920
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-41,500
Closed -$373K
CXO
921
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-10,310
Closed -$1.23M
HDS
922
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-19,000
Closed -$661K
NBL
923
DELISTED
Noble Energy, Inc.
NBL
– –
-40,524
Closed -$1.45M
ETFC
924
DELISTED
E*Trade Financial Corporation
ETFC
– –
-15,519
Closed -$364K
NE
925
DELISTED
Noble Corporation
NE
– –
-12,400
Closed -$102K
35 36
37
38 39

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.