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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+5.41%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$110M
Cap. Flow %
-2.4%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.13%
2 Technology 7.2%
3 Financials 4.32%
4 Industrials 3.42%
5 Consumer Discretionary 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTEK icon
876
Tetra Tech
TTEK
$8.68B
– –
-74,000
Closed -$455K
UI icon
877
Ubiquiti
UI
$33.9B
– –
-19,400
Closed -$750K
ULTA icon
878
Ulta Beauty
ULTA
$23.3B
– –
-8,829
Closed -$2.15M
UMBF icon
879
UMB Financial
UMBF
$10.3B
– –
-10,300
Closed -$548K
UTHR icon
880
United Therapeutics
UTHR
$20.4B
– –
-8,807
Closed -$932K
VC icon
881
Visteon
VC
$2.41B
– –
-5,100
Closed -$335K
VLO icon
882
Valero Energy
VLO
$111B
– –
-77,050
Closed -$3.93M
VRNT
883
DELISTED
Verint Systems
VRNT
– –
-57,027
Closed -$962K
VSAT icon
884
Viasat
VSAT
$10.1B
– –
-3,200
Closed -$228K
WAB icon
885
Wabtec
WAB
$48.6B
– –
-34,351
Closed -$2.41M
WAL icon
886
Western Alliance Bancorporation
WAL
$8.47B
– –
-12,000
Closed -$391K
WDC icon
887
Western Digital
WDC
$165B
– –
-42,163
Closed -$1.51M
WEN icon
888
Wendy's
WEN
$1.25B
– –
-46,100
Closed -$443K
WOLF icon
889
Wolfspeed
WOLF
$1.46B
– –
-10,483
Closed -$256K
XEL icon
890
Xcel Energy
XEL
$43.6B
– –
-9,398
Closed -$420K
XLF icon
891
State Street Financial Select Sector SPDR ETF
XLF
$52.6B
– –
-7,676
Closed -$158K
XME icon
892
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.4B
– –
-619,000
Closed -$15.1M
XME icon
893
State Street SPDR S&P Metals & Mining ETF
XME
$4.4B
– –
-57,628
Closed -$1.41M
XME icon
894
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.4B
– –
-600,000
Closed -$14.6M
XRAY icon
895
Dentsply Sirona
XRAY
$1.87B
– –
-40,700
Closed -$2.52M
ZD icon
896
Ziff Davis
ZD
$1.94B
– –
-15,525
Closed -$852K
ZTS icon
897
Zoetis
ZTS
$29.4B
– –
-9,100
Closed -$431K
INVX
898
Innovex International
INVX
$1.99B
– –
-12,000
Closed -$701K
INFN
899
DELISTED
Infinera Corporation Common Stock
INFN
– –
-10,753
Closed -$121K
VGR
900
DELISTED
Vector Group Ltd.
VGR
– –
-44,903
Closed -$587K
34 35
36
37 38

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors's Q3 2016 filing shows 399 new, 144 increased, 149 reduced and 348 closed positions. Its largest new stake was Texas Instruments: 124,699 shares worth $8.75M. The largest sale was iShares MSCI EAFE ETF, an estimated $69.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, down from 78% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.