We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTEK icon
876
Tetra Tech
TTEK
$9.06B
– –
-74,000
Closed -$455K
UI icon
877
Ubiquiti
UI
$34.7B
– –
-19,400
Closed -$750K
ULTA icon
878
Ulta Beauty
ULTA
$23.3B
– –
-8,829
Closed -$2.15M
UMBF icon
879
UMB Financial
UMBF
$11.2B
– –
-10,300
Closed -$548K
UTHR icon
880
United Therapeutics
UTHR
$22.1B
– –
-8,807
Closed -$932K
VC icon
881
Visteon
VC
$2.83B
– –
-5,100
Closed -$335K
VLO icon
882
Valero Energy
VLO
$93.3B
– –
-77,050
Closed -$3.93M
VRNT
883
DELISTED
Verint Systems
VRNT
– –
-57,027
Closed -$962K
VSAT icon
884
Viasat
VSAT
$11.6B
– –
-3,200
Closed -$228K
WAB icon
885
Wabtec
WAB
$50.3B
– –
-34,351
Closed -$2.41M
WAL icon
886
Western Alliance Bancorporation
WAL
$8.89B
– –
-12,000
Closed -$391K
WDC icon
887
Western Digital
WDC
$151B
– –
-42,163
Closed -$1.51M
WEN icon
888
Wendy's
WEN
$1.44B
– –
-46,100
Closed -$443K
WOLF icon
889
Wolfspeed
WOLF
$1.57B
– –
-10,483
Closed -$256K
XEL icon
890
Xcel Energy
XEL
$48.5B
– –
-9,398
Closed -$420K
XLF icon
891
State Street Financial Select Sector SPDR ETF
XLF
$59B
– –
-7,676
Closed -$158K
XME icon
892
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
– –
-619,000
Closed -$15.1M
XME icon
893
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
– –
-57,628
Closed -$1.41M
XME icon
894
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
– –
-600,000
Closed -$14.6M
XRAY icon
895
Dentsply Sirona
XRAY
$2.31B
– –
-40,700
Closed -$2.52M
ZD icon
896
Ziff Davis
ZD
$1.83B
– –
-15,525
Closed -$852K
ZTS icon
897
Zoetis
ZTS
$31.1B
– –
-9,100
Closed -$431K
INVX
898
Innovex International
INVX
$2.11B
– –
-12,000
Closed -$701K
INFN
899
DELISTED
Infinera Corporation Common Stock
INFN
– –
-10,753
Closed -$121K
VGR
900
DELISTED
Vector Group Ltd.
VGR
– –
-44,903
Closed -$587K
34 35
36
37 38

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.