We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
851
Salesforce
CRM
$165B
$4.03M 0.01%
14,851
+910
+7% +$231K
TSN icon
852
CALL
Tyson Foods
TSN
$19.8B
$3.94M 0.01%
49,900
+11,200
+29% +$845K
IP icon
853
CALL
International Paper
IP
$21.8B
$3.94M 0.01%
74,342
+16,684
+29% +$929K
MHK icon
854
PUT
Mohawk Industries
MHK
$9.27B
$3.92M 0.01%
22,100
+7,900
+56% +$1.53M
HSIC icon
855
PUT
Henry Schein
HSIC
$10.1B
$3.92M 0.01%
51,400
+37,600
+272% +$2.89M
UAL icon
856
CALL
United Airlines
UAL
$40.6B
$3.91M 0.01%
82,200
-43,300
-35% -$2.04M
KMX icon
857
CALL
CarMax
KMX
$8.33B
$3.89M 0.01%
30,400
+10,100
+50% +$1.34M
QRVO icon
858
Qorvo
QRVO
$8.67B
$3.87M 0.01%
+23,134
New +$4.3M
GLW icon
859
CALL
Corning
GLW
$137B
$3.86M 0.01%
105,900
-8,700
-8% -$347K
RJF icon
860
PUT
Raymond James Financial
RJF
$34.9B
$3.86M 0.01%
41,800
+9,100
+28% +$815K
COO icon
861
PUT
Cooper Companies
COO
$15B
$3.84M 0.01%
37,200
-1,200
-3% -$128K
CERN
862
DELISTED
Cerner Corp
CERN
$3.83M 0.01%
54,263
+52,543
+3,055% +$4.06M
OKE icon
863
CALL
Oneok
OKE
$58.3B
$3.82M 0.01%
65,800
+18,100
+38% +$973K
KMI icon
864
CALL
Kinder Morgan
KMI
$70.7B
$3.81M 0.01%
227,800
+39,900
+21% +$678K
MGM icon
865
CALL
MGM Resorts International
MGM
$11.1B
$3.81M 0.01%
88,300
+8,900
+11% +$363K
ED icon
866
CALL
Consolidated Edison
ED
$39.9B
$3.8M 0.01%
52,400
+8,100
+18% +$605K
OKTA icon
867
CALL
Okta
OKTA
$25.6B
$3.8M 0.01%
16,000
+5,100
+47% +$1.27M
PRGO icon
868
PUT
Perrigo
PRGO
$1.76B
$3.8M 0.01%
80,200
+19,500
+32% +$868K
DRI icon
869
CALL
Darden Restaurants
DRI
$25.9B
$3.79M 0.01%
25,000
+9,200
+58% +$1.35M
DOC icon
870
PUT
Healthpeak Properties
DOC
$14.2B
$3.75M 0.01%
111,900
+38,800
+53% +$1.37M
SHW icon
871
Sherwin-Williams
SHW
$87.4B
$3.74M 0.01%
+13,370
New +$3.91M
TER icon
872
CALL
Teradyne
TER
$64.2B
$3.73M 0.01%
34,200
+10,900
+47% +$1.32M
PL icon
873
Planet Labs
PL
$8.82B
$3.73M 0.01%
+376,000
New +$3.72M
VFC icon
874
CALL
VF Corp
VFC
$5.73B
$3.72M 0.01%
55,500
+17,700
+47% +$1.36M
PTOC
875
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
$3.71M 0.01%
385,000
– –
33 34
35
36 37

Similar funds

Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return
Ensign Peak Advisors
Ensign Peak Advisors Salt Lake City, Utah $53.7B AUM 29.47% 1-Year Est. Return

Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.