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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
(-13%)
Cap. Flow
-$945M
Cap. Flow
% of AUM
-20.69%
Top 10 Holdings %
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$160M |
| 2 |
Procter & Gamble
PG
|
+$50.6M |
| 3 |
PVTB
PrivateBancorp Inc
PVTB
|
+$41.5M |
| 4 |
LLTC
Linear Technology Corp
LLTC
|
+$15M |
| 5 |
Tesla
TSLA
|
+$9.72M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$69.4M |
| 2 |
HSBC
HSBC
|
+$60.3M |
| 3 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$51.7M |
| 4 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$30.5M |
| 5 |
VA
Virgin America Inc.
VA
|
+$26.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.99% |
| 2 | Financials | 4.26% |
| 3 | Industrials | 3.4% |
| 4 | Consumer Discretionary | 3.26% |
| 5 | Consumer Staples | 2.36% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
ServiceNow
NOW
$127B
| – | – |
-52,190
| Closed | -$693K |
|
827
NETSCOUT
NTCT
$2.88B
| – | – |
-11,400
| Closed | -$253K |
|
828
Northern Trust
NTRS
$34.5B
| – | – |
-26,363
| Closed | -$1.75M |
|
829
New York Times
NYT
$10.3B
| – | – |
-28,445
| Closed | -$344K |
|
|
ODP
830
CALL
DELISTED
ODP
ODP
| – | – |
-50,910
| Closed | -$1.75M |
|
831
Orthofix Medical
OFIX
$407M
| – | – |
-7,938
| Closed | -$336K |
|
832
Oneok
OKE
$57.6B
| – | – |
-28,782
| Closed | -$1.36M |
|
833
Omnicom Group
OMC
$23.2B
| – | – |
-14,040
| Closed | -$1.14M |
|
834
ON Semiconductor
ON
$32.8B
| – | – |
-45,556
| Closed | -$401K |
|
835
Pacific Biosciences
PACB
$348M
| – | – |
-18,500
| Closed | -$130K |
|
836
Penske Automotive Group
PAG
$14.2B
| – | – |
-9,000
| Closed | -$283K |
|
|
PARA
837
DELISTED
Paramount Global Class B
PARA
| – | – |
-34,900
| Closed | -$1.9M |
|
838
Packaging Corp of America
PKG
$22.8B
| – | – |
-5,200
| Closed | -$348K |
|
839
Philip Morris
PM
$289B
| – | – |
-34,972
| Closed | -$3.5M |
|
840
Plexus
PLXS
$7.5B
| – | – |
-7,089
| Closed | -$306K |
|
841
PNC Financial Services
PNC
$101B
| – | – |
-20,100
| Closed | -$1.64M |
|
842
Pinnacle Financial Partners Inc
PNFP
$15.9B
| – | – |
-6,059
| Closed | -$295K |
|
843
Pinnacle West Capital
PNW
$12.2B
| – | – |
-7,258
| Closed | -$588K |
|
|
PPL
844
PPL Corp
PPL
$26.6B
| – | – |
-127,540
| Closed | -$4.81M |
|
845
CALL
Perrigo
PRGO
$1.73B
| – | – |
-85,000
| Closed | -$7.71M |
|
846
PTC
PTC
$16.1B
| – | – |
-10,592
| Closed | -$398K |
|
847
PayPal
PYPL
$49.9B
| – | – |
-72,344
| Closed | -$2.64M |
|
848
CALL
Invesco QQQ Trust
QQQ
$482B
| – | – |
-1,094,600
| Closed | -$118M |
|
849
Ryder
R
$10.1B
| – | – |
-18,400
| Closed | -$1.12M |
|
850
Royal Caribbean
RCL
$81.5B
| – | – |
-54,585
| Closed | -$3.84M |
|
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NAMI
Capstone Investment Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.
Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.
- Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
- Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
- Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
- Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
- Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
- Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
- Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.
Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.