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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
CALL
Equinix
EQIX
$106B
| $4.82M | 0.01% |
6,100
+2,600
| +74% | +$2.16M |
|
802
PUT
IDEX
IEX
$17.6B
| $4.76M | 0.01% |
23,000
+20,300
| +752% | +$4.51M |
|
803
PUT
Newell Brands
NWL
$2.63B
| $4.76M | 0.01% |
214,800
+22,800
| +12% | +$582K |
|
804
CALL
iShares Biotechnology ETF
IBB
$9.77B
| $4.75M | 0.01% |
29,400
-28,000
| -49% | -$4.71M |
|
805
CALL
Aflac
AFL
$60.7B
| $4.75M | 0.01% |
91,100
+23,200
| +34% | +$1.27M |
|
|
FRC
806
PUT
DELISTED
First Republic Bank
FRC
| $4.75M | 0.01% |
24,600
-9,200
| -27% | -$1.81M |
|
807
CALL
Kroger
KR
$35.1B
| $4.73M | 0.01% |
117,100
+29,400
| +34% | +$1.23M |
|
808
Microchip Technology
MCHP
$42.2B
| $4.73M | 0.01% |
61,640
+12,804
| +26% | +$960K |
|
809
PUT
Entergy
ETR
$49.9B
| $4.69M | 0.01% |
94,400
+4,600
| +5% | +$246K |
|
810
CALL
Welltower
WELL
$169B
| $4.68M | 0.01% |
56,800
+4,200
| +8% | +$361K |
|
811
CALL
Synopsys
SNPS
$78.8B
| $4.67M | 0.01% |
15,600
+2,800
| +22% | +$850K |
|
812
PUT
Jack Henry & Associates
JKHY
$11.1B
| $4.66M | 0.01% |
28,400
-8,200
| -22% | -$1.41M |
|
813
CALL
Motorola Solutions
MSI
$77B
| $4.65M | 0.01% |
20,000
+5,500
| +38% | +$1.28M |
|
814
CALL
Uber
UBER
$155B
| $4.65M | 0.01% |
+103,700
| New | +$4.53M |
|
815
PUT
PVH
PVH
$3.77B
| $4.64M | 0.01% |
45,100
+5,500
| +14% | +$592K |
|
816
Wynn Resorts
WYNN
$10.5B
| $4.59M | 0.01% |
54,180
+46,542
| +609% | +$4.59M |
|
|
ARGUU
817
DELISTED
Argus Capital Corp. Unit
ARGUU
| $4.55M | 0.01% |
+450,000
| New | +$4.55M |
|
818
CALL
Las Vegas Sands
LVS
$29.6B
| $4.5M | 0.01% |
123,100
+2,400
| +2% | +$103K |
|
819
Incyte
INCY
$24.4B
| $4.5M | 0.01% |
65,436
+49,240
| +304% | +$3.74M |
|
820
PUT
TransDigm Group
TDG
$68.9B
| $4.5M | 0.01% |
7,200
+6,600
| +1,100% | +$4.12M |
|
821
Centene
CNC
$32.6B
| $4.48M | 0.01% |
+71,840
| New | +$4.8M |
|
822
PUT
McCormick & Company Non-Voting
MKC
$14.6B
| $4.46M | 0.01% |
55,000
-11,900
| -18% | -$1.02M |
|
823
PUT
Cincinnati Financial
CINF
$26.5B
| $4.44M | 0.01% |
38,900
+100
| +0.3% | +$11.9K |
|
824
CALL
NetApp
NTAP
$40.2B
| $4.43M | 0.01% |
49,400
-300
| -0.6% | -$25.3K |
|
825
PUT
Eastman Chemical
EMN
$8.43B
| $4.42M | 0.01% |
43,900
+9,400
| +27% | +$1.04M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.