We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$2.85B
AUM Growth
-$832M
Cap. Flow
-$1.63B
Cap. Flow %
-57.14%
Top 10 Hldgs %
33.58%
Holding
868
New
250
Increased
72
Reduced
135
Closed
370

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$25.9M
2
EWY icon
iShares MSCI South Korea ETF
EWY
+$15.3M
3
EWL icon
iShares MSCI Switzerland ETF
EWL
+$13.7M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$13.3M
5
EWT icon
iShares MSCI Taiwan ETF
EWT
+$11.3M

Top Sells

Rank Stock Value
1
AWH
Allied World Assurance Co Hld Lt
AWH
+$69.3M
2
AAPL icon
Apple
AAPL
+$57.7M
3
MBLY
Mobileye N.V.
MBLY
+$48.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31.6M
5
WSC icon
WillScot Mobile Mini Holdings
WSC
+$29.9M

Sector Composition

Rank Sector Weight
1 Technology 5.26%
2 Communication Services 2.65%
3 Financials 1.92%
4 Healthcare 1.52%
5 Consumer Discretionary 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNRA
801
CALL
DELISTED
Panera Bread Co
PNRA
– –
-1,300
Closed -$409K
PNRA
802
DELISTED
Panera Bread Co
PNRA
– –
-1,258
Closed -$395K
PNRA
803
PUT
DELISTED
Panera Bread Co
PNRA
– –
-110,000
Closed -$34.6M
NLSN
804
DELISTED
Nielsen Holdings plc
NLSN
– –
-65,465
Closed -$2.53M
FMSA
805
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
– –
-22,000
Closed -$85K
CAVM
806
DELISTED
Cavium, Inc.
CAVM
– –
-15,000
Closed -$931K
AWH
807
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-1,310,119
Closed -$69.3M
DISH
808
DELISTED
DISH Network Corp.
DISH
– –
-12,300
Closed -$727K
KNL
809
DELISTED
Knoll, Inc.
KNL
– –
-14,991
Closed -$300K
IBTX
810
DELISTED
Independent Bank Group, Inc.
IBTX
– –
-5,000
Closed -$297K
EBIX
811
DELISTED
Ebix Inc
EBIX
– –
-4,391
Closed -$236K
AAWW
812
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-20,300
Closed -$1.06M
FTR
813
DELISTED
Frontier Communications Corp.
FTR
– –
-9,703
Closed -$168K
CELG
814
DELISTED
Celgene Corp
CELG
– –
-1,801
Closed -$245K
TSS
815
DELISTED
Total System Services, Inc.
TSS
– –
-7,100
Closed -$413K
SPLS
816
DELISTED
Staples Inc
SPLS
– –
-1,724,800
Closed -$17.4M
DO
817
DELISTED
Diamond Offshore Drilling
DO
– –
-10,600
Closed -$114K
WOOF
818
DELISTED
VCA Inc.
WOOF
– –
-200,000
Closed -$18.5M
RHT
819
DELISTED
Red Hat Inc
RHT
– –
-70,948
Closed -$6.79M
VXX
820
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-9,975
Closed -$509K
FNSR
821
DELISTED
Finisar Corp
FNSR
– –
-8,000
Closed -$207K
STL
822
DELISTED
Sterling Bancorp
STL
– –
-9,342
Closed -$217K
29 30 31 32
33

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Capstone Investment Advisors held 868 positions worth $2.85B, down 23% from $3.68B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Capstone Investment Advisors withdrew a net $1.63B in Q3 2017, closing 370 positions and reducing 135 holdings. Its most notable exit was Allied World Assurance Co Hld Lt, an estimated $69.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 8.2% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI Switzerland ETF worth $13.9M.

  • Capstone Investment Advisors's largest Q3 2017 buy was iShares MSCI Switzerland ETF: 397,389 shares worth $13.9M.
  • Capstone Investment Advisors added most to Time Warner Inc in Q3 2017, an estimated $25.9M increase.
  • Capstone Investment Advisors's biggest Q3 2017 reduction was Apple, cutting an estimated $57.7M.
  • Capstone Investment Advisors fully exited Allied World Assurance Co Hld Lt in Q3 2017, selling an estimated $69.3M.
  • Capstone Investment Advisors's ten largest holdings make up 34% of its $2.85B portfolio in Q3 2017.
  • Capstone Investment Advisors opened 250 new positions and closed 370 in Q3 2017.
  • Capstone Investment Advisors's portfolio value fell 23% quarter-over-quarter to $2.85B.

Based on Capstone Investment Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.