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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.24B
AUM Growth
-$1.33B
Cap. Flow
-$1.38B
Cap. Flow %
-42.65%
Top 10 Hldgs %
28.49%
Holding
1,267
New
551
Increased
146
Reduced
167
Closed
378

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$122M
2
AAPL icon
Apple
AAPL
+$46.8M
3
NXPI icon
NXP Semiconductors
NXPI
+$37.8M
4
ENH
Endurance Specialty Holdings Ltd
ENH
+$28.5M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$24.1M

Top Sells

Rank Stock Value
1
PVTB
PrivateBancorp Inc
PVTB
+$54.2M
2
LNKD
LinkedIn Corporation
LNKD
+$52.5M
3
PG icon
Procter & Gamble
PG
+$48.5M
4
VAL
Valspar
VAL
+$43.3M
5
LLTC
Linear Technology Corp
LLTC
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 16.91%
2 Financials 5.91%
3 Industrials 5.57%
4 Consumer Discretionary 4.76%
5 Healthcare 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCPC icon
801
BlackRock TCP Capital
TCPC
$331M
$174K 0.01%
+10,323
New +$171K
BPFH
802
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$174K 0.01%
+10,540
New +$153K
ZNGA
803
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$169K 0.01%
65,970
-10,987
-14% -$31K
ESV
804
DELISTED
Ensco Rowan plc
ESV
$166K 0.01%
+4,275
New +$153K
GLOG
805
DELISTED
GASLOG LTD
GLOG
$162K 0.01%
10,120
-18,167
-64% -$289K
SLB icon
806
CALL
SLB Ltd
SLB
$78.5B
$159K ﹤0.01%
+1,900
New +$156K
SPG icon
807
Simon Property Group
SPG
$71.3B
$154K ﹤0.01%
+872
New +$162K
EOG icon
808
PUT
EOG Resources
EOG
$75B
$151K ﹤0.01%
+1,500
New +$146K
COP icon
809
CALL
ConocoPhillips
COP
$152B
$150K ﹤0.01%
+3,000
New +$138K
BKNG icon
810
PUT
Booking.com
BKNG
$159B
$146K ﹤0.01%
2,500
-557,500
-100% -$33.3M
MMM icon
811
3M
MMM
$94.7B
$134K ﹤0.01%
901
-1,033
-53% -$149K
TXN icon
812
CALL
Texas Instruments
TXN
$254B
$131K ﹤0.01%
+1,800
New +$128K
JNJ icon
813
CALL
Johnson & Johnson
JNJ
$628B
$126K ﹤0.01%
1,100
-5,900
-84% -$682K
SRCI
814
DELISTED
SRC Energy Inc
SRCI
$126K ﹤0.01%
+14,200
New +$116K
GES
815
DELISTED
Guess Inc
GES
$124K ﹤0.01%
+10,300
New +$145K
FBP icon
816
First Bancorp
FBP
$4.46B
$123K ﹤0.01%
18,714
+1,774
+10% +$10.4K
GD icon
817
PUT
General Dynamics
GD
$107B
$120K ﹤0.01%
+700
New +$115K
HAPN
818
Happen Inc
HAPN
$2.25B
$117K ﹤0.01%
+4,480
New +$123K
SHLD
819
DELISTED
Sears Holding Corporation
SHLD
$117K ﹤0.01%
+12,696
New +$145K
CHTR icon
820
PUT
Charter Communications
CHTR
$17.9B
$114K ﹤0.01%
+400
New +$108K
ASNA
821
DELISTED
Ascena Retail Group, Inc.
ASNA
$114K ﹤0.01%
+922
New +$112K
BIIB icon
822
PUT
Biogen
BIIB
$30.6B
$113K ﹤0.01%
+400
New +$119K
CZR
823
DELISTED
Caesars Entertainment Corporation
CZR
$113K ﹤0.01%
+13,347
New +$100K
INSY
824
DELISTED
Insys Therapeutics, Inc.
INSY
$110K ﹤0.01%
12,011
-3,589
-23% -$40.5K
FIT
825
DELISTED
Fitbit, Inc. Class A common stock
FIT
$108K ﹤0.01%
+14,800
New +$152K
31 32
33
34 35

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Capstone Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Capstone Investment Advisors held 1,267 positions worth $3.24B, down 29% from $4.57B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Capstone Investment Advisors withdrew a net $1.38B in Q4 2016, closing 378 positions and reducing 167 holdings. Its most notable exit was LinkedIn Corporation, an estimated $52.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Endurance Specialty Holdings Ltd worth $28.7M.

  • Capstone Investment Advisors's largest Q4 2016 buy was Endurance Specialty Holdings Ltd: 310,913 shares worth $28.7M.
  • Capstone Investment Advisors added most to Microsoft in Q4 2016, an estimated $122M increase.
  • Capstone Investment Advisors's biggest Q4 2016 reduction was PrivateBancorp Inc, cutting an estimated $54.2M.
  • Capstone Investment Advisors fully exited LinkedIn Corporation in Q4 2016, selling an estimated $52.5M.
  • Capstone Investment Advisors's ten largest holdings make up 28% of its $3.24B portfolio in Q4 2016.
  • Capstone Investment Advisors opened 551 new positions and closed 378 in Q4 2016.
  • Capstone Investment Advisors's portfolio value fell 29% quarter-over-quarter to $3.24B.

Based on Capstone Investment Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.