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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
776
PUT
Humana
HUM
$45.9B
– –
-51,000
Closed -$9.17M
HYG icon
777
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-39,600
Closed -$3.41M
ICFI icon
778
ICF International
ICFI
$1.58B
– –
-8,517
Closed -$348K
IDCC icon
779
InterDigital
IDCC
$8.93B
– –
-3,912
Closed -$217K
IEX icon
780
IDEX
IEX
$17.6B
– –
-4,600
Closed -$377K
IFF icon
781
International Flavors & Fragrances
IFF
$21.6B
– –
-15,600
Closed -$1.97M
ILMN icon
782
Illumina
ILMN
$28.7B
– –
-15,308
Closed -$2.09M
IPG
783
DELISTED
Interpublic Group of Companies
IPG
– –
-10,096
Closed -$233K
IVR icon
784
PUT
Invesco Mortgage Capital
IVR
$804M
– –
-6,170
Closed -$844K
IVZ icon
785
Invesco
IVZ
$13.9B
– –
-194,649
Closed -$4.97M
JBHT icon
786
JB Hunt Transport Services
JBHT
$25.6B
– –
-39,800
Closed -$3.22M
JBL icon
787
Jabil
JBL
$38.6B
– –
-85,140
Closed -$1.57M
JEF icon
788
Jefferies Financial Group
JEF
$12.7B
– –
-53,140
Closed -$824K
JNPR
789
DELISTED
Juniper Networks
JNPR
– –
-94,957
Closed -$2.13M
OPLN
790
Openlane
OPLN
$4.28B
– –
-45,440
Closed -$717K
KBR icon
791
KBR
KBR
$4.74B
– –
-15,300
Closed -$202K
KEX icon
792
Kirby Corp
KEX
$7.15B
– –
-6,440
Closed -$401K
KEYS icon
793
Keysight
KEYS
$60.4B
– –
-54,379
Closed -$1.58M
KHC icon
794
Kraft Heinz
KHC
$28.8B
– –
-16,900
Closed -$1.5M
KRNY icon
795
Kearny Financial
KRNY
$596M
– –
-11,900
Closed -$149K
LAD icon
796
Lithia Motors
LAD
$8.18B
– –
-8,547
Closed -$607K
LEA icon
797
Lear
LEA
$8.06B
– –
-2,097
Closed -$213K
LECO icon
798
Lincoln Electric
LECO
$15.5B
– –
-4,700
Closed -$277K
LH icon
799
Labcorp
LH
$25.9B
– –
-27,094
Closed -$3.03M
LIVN icon
800
LivaNova
LIVN
$4.45B
– –
-4,900
Closed -$246K
30 31
32
33 34

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.