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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+5.41%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$110M
Cap. Flow %
-2.4%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.13%
2 Technology 7.2%
3 Financials 4.32%
4 Industrials 3.42%
5 Consumer Discretionary 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
776
PUT
Humana
HUM
$47.8B
– –
-51,000
Closed -$9.17M
HYG icon
777
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$14.8B
– –
-39,600
Closed -$3.41M
ICFI icon
778
ICF International
ICFI
$1.5B
– –
-8,517
Closed -$348K
IDCC icon
779
InterDigital
IDCC
$8.62B
– –
-3,912
Closed -$217K
IEX icon
780
IDEX
IEX
$17B
– –
-4,600
Closed -$377K
IFF icon
781
International Flavors & Fragrances
IFF
$21.9B
– –
-15,600
Closed -$1.97M
ILMN icon
782
Illumina
ILMN
$40.8B
– –
-15,308
Closed -$2.09M
IPG
783
DELISTED
Interpublic Group of Companies
IPG
– –
-10,096
Closed -$233K
IVR icon
784
PUT
Invesco Mortgage Capital
IVR
$699M
– –
-6,170
Closed -$844K
IVZ icon
785
Invesco
IVZ
$13.7B
– –
-194,649
Closed -$4.97M
JBHT icon
786
JB Hunt Transport Services
JBHT
$21.2B
– –
-39,800
Closed -$3.22M
JBL icon
787
Jabil
JBL
$33.2B
– –
-85,140
Closed -$1.57M
JEF icon
788
Jefferies Financial Group
JEF
$11B
– –
-53,140
Closed -$824K
JNPR
789
DELISTED
Juniper Networks
JNPR
– –
-94,957
Closed -$2.13M
OPLN
790
Openlane
OPLN
$4.25B
– –
-45,440
Closed -$717K
KBR icon
791
KBR
KBR
$4.35B
– –
-15,300
Closed -$202K
KEX icon
792
Kirby Corp
KEX
$6.8B
– –
-6,440
Closed -$401K
KEYS icon
793
Keysight
KEYS
$61.7B
– –
-54,379
Closed -$1.58M
KHC icon
794
The Kraft Heinz Company
KHC
$28B
– –
-16,900
Closed -$1.5M
KRNY icon
795
Kearny Financial
KRNY
$591M
– –
-11,900
Closed -$149K
LAD icon
796
Lithia Motors
LAD
$6.96B
– –
-8,547
Closed -$607K
LEA icon
797
Lear
LEA
$6.05B
– –
-2,097
Closed -$213K
LECO icon
798
Lincoln Electric
LECO
$14.8B
– –
-4,700
Closed -$277K
LH icon
799
Labcorp
LH
$25.1B
– –
-27,094
Closed -$3.03M
LIVN icon
800
LivaNova
LIVN
$4.22B
– –
-4,900
Closed -$246K
30 31
32
33 34

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors's Q3 2016 filing shows 399 new, 144 increased, 149 reduced and 348 closed positions. Its largest new stake was Texas Instruments: 124,699 shares worth $8.75M. The largest sale was iShares MSCI EAFE ETF, an estimated $69.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, down from 78% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.