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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
CALL
Southwest Airlines
LUV
$22B
| $5.61M | 0.01% |
109,100
-700
| -0.6% | -$35.4K |
|
|
FOE
752
DELISTED
Ferro Corporation
FOE
| $5.61M | 0.01% |
275,690
+99,922
| +57% | +$2.07M |
|
753
PUT
Viatris
VTRS
$18.4B
| $5.6M | 0.01% |
413,600
+151,500
| +58% | +$2.15M |
|
754
CALL
Copart
CPRT
$27.2B
| $5.59M | 0.01% |
161,200
+24,000
| +17% | +$857K |
|
755
PUT
Principal Financial Group
PFG
$24.6B
| $5.58M | 0.01% |
86,700
+63,200
| +269% | +$4.06M |
|
756
PUT
Extra Space Storage
EXR
$31.6B
| $5.58M | 0.01% |
33,200
-700
| -2% | -$124K |
|
|
PARA
757
CALL
DELISTED
Paramount Global Class B
PARA
| $5.58M | 0.01% |
141,100
+4,500
| +3% | +$183K |
|
758
PUT
J.M. Smucker
SJM
$12.9B
| $5.56M | 0.01% |
46,300
+34,800
| +303% | +$4.42M |
|
759
PUT
F5
FFIV
$23.6B
| $5.55M | 0.01% |
27,900
+12,000
| +75% | +$2.4M |
|
760
CALL
Stanley Black & Decker
SWK
$15.4B
| $5.54M | 0.01% |
31,600
+11,700
| +59% | +$2.28M |
|
|
BNY
761
CALL
Bank of New York Mellon
BNY
$110B
| $5.52M | 0.01% |
106,400
+21,800
| +26% | +$1.13M |
|
762
CALL
Phillips 66
PSX
$92.8B
| $5.47M | 0.01% |
78,100
+6,400
| +9% | +$463K |
|
763
CALL
Biogen
BIIB
$31.1B
| $5.43M | 0.01% |
19,200
+9,400
| +96% | +$3.08M |
|
764
PUT
Pool Corp
POOL
$7.29B
| $5.43M | 0.01% |
12,500
+11,200
| +862% | +$5.31M |
|
765
CALL
Moderna
MRNA
$25.4B
| $5.43M | 0.01% |
+14,100
| New | +$5.2M |
|
766
PUT
W.W. Grainger
GWW
$62.2B
| $5.42M | 0.01% |
13,800
+7,800
| +130% | +$3.38M |
|
767
PUT
Celanese
CE
$4.86B
| $5.42M | 0.01% |
36,000
-900
| -2% | -$139K |
|
768
PUT
Textron
TXT
$15.1B
| $5.41M | 0.01% |
77,500
+7,700
| +11% | +$541K |
|
769
CALL
Keysight
KEYS
$60.5B
| $5.41M | 0.01% |
32,900
+5,800
| +21% | +$974K |
|
770
Digital Realty Trust
DLR
$73.1B
| $5.36M | 0.01% |
+37,101
| New | +$5.82M |
|
|
JNPR
771
PUT
DELISTED
Juniper Networks
JNPR
| $5.36M | 0.01% |
194,600
+56,900
| +41% | +$1.6M |
|
772
CALL
General Mills
GIS
$20.8B
| $5.34M | 0.01% |
89,200
+19,400
| +28% | +$1.15M |
|
773
Dollar General
DG
$26.9B
| $5.29M | 0.01% |
+24,924
| New | +$5.62M |
|
774
CALL
Amphenol
APH
$204B
| $5.28M | 0.01% |
144,200
+45,200
| +46% | +$1.66M |
|
775
PUT
Campbell Soup
CPB
$6.94B
| $5.22M | 0.01% |
124,900
+7,100
| +6% | +$308K |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.