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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
51
PUT
Accenture
ACN
$110B
$24.7M 0.18%
92,600
+7,500
+9% +$2.07M
AAPL icon
52
Apple
AAPL
$4.45T
$24.6M 0.18%
189,459
-412,854
-69% -$59M
CSCO icon
53
Cisco
CSCO
$475B
$23.6M 0.17%
496,052
+64,699
+15% +$2.94M
GOOGL icon
54
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$23.1M 0.17%
262,000
+189,700
+262% +$18M
IQ icon
55
PUT
iQIYI
IQ
$1.3B
$23M 0.17%
+4,342,300
New +$12.7M
ELV icon
56
PUT
Elevance Health
ELV
$84.7B
$23M 0.17%
44,800
+5,800
+15% +$2.94M
PEP icon
57
PUT
PepsiCo
PEP
$189B
$22.7M 0.17%
125,900
+28,200
+29% +$5.03M
LIN icon
58
PUT
Linde
LIN
$226B
$22.7M 0.17%
69,700
+2,200
+3% +$690K
GILD icon
59
PUT
Gilead Sciences
GILD
$168B
$22.4M 0.16%
260,800
+6,200
+2% +$491K
SBUX icon
60
PUT
Starbucks
SBUX
$122B
$22.1M 0.16%
223,000
+9,300
+4% +$878K
XOM icon
61
CALL
ExxonMobil
XOM
$657B
$21.8M 0.16%
197,200
-109,400
-36% -$11.7M
ATVI
62
PUT
DELISTED
Activision Blizzard
ATVI
$21.7M 0.16%
282,900
+159,200
+129% +$11.8M
CI icon
63
PUT
Cigna
CI
$72.4B
$21.6M 0.16%
65,200
+5,900
+10% +$1.87M
ACN icon
64
Accenture
ACN
$110B
$21.2M 0.15%
79,374
+17,887
+29% +$4.95M
META icon
65
Meta Platforms (Facebook)
META
$1.53T
$21M 0.15%
174,356
-89,055
-34% -$10.5M
ABT icon
66
PUT
Abbott
ABT
$190B
$20.9M 0.15%
190,400
-12,200
-6% -$1.26M
ATVI
67
CALL
DELISTED
Activision Blizzard
ATVI
$20.6M 0.15%
269,000
+226,200
+529% +$16.8M
BDX icon
68
PUT
Becton Dickinson
BDX
$49.4B
$20.4M 0.15%
80,300
+2,600
+3% +$614K
BABA icon
69
Alibaba
BABA
$306B
$20.3M 0.15%
230,295
+203,981
+775% +$16.1M
LMT icon
70
PUT
Lockheed Martin
LMT
$138B
$19.7M 0.14%
40,500
+15,300
+61% +$7.11M
LLY icon
71
CALL
Eli Lilly
LLY
$1.08T
$19.6M 0.14%
53,700
+1,100
+2% +$390K
TMUS icon
72
PUT
T-Mobile US
TMUS
$192B
$19.5M 0.14%
139,300
+36,000
+35% +$5.17M
BMY icon
73
PUT
Bristol-Myers Squibb
BMY
$130B
$19.3M 0.14%
268,900
+79,000
+42% +$5.96M
SYK icon
74
PUT
Stryker
SYK
$134B
$19.1M 0.14%
78,000
+4,800
+7% +$1.09M
TMO icon
75
PUT
Thermo Fisher Scientific
TMO
$224B
$18.9M 0.14%
34,400
-6,300
-15% -$3.34M
1 2
3
4 5

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.