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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
51
CALL
iShares MSCI EAFE ETF
EFA
$79.9B
$23M 0.14%
411,300
-1,489,000
-78% -$92.8M
CVX icon
52
PUT
Chevron
CVX
$386B
$23M 0.14%
160,000
-182,900
-53% -$27.9M
IYR icon
53
iShares US Real Estate ETF
IYR
$4.48B
$22.4M 0.14%
+275,173
New +$26M
LLY icon
54
PUT
Eli Lilly
LLY
$1.08T
$22.4M 0.14%
69,200
-55,400
-44% -$17.6M
BAC icon
55
Bank of America
BAC
$448B
$22.1M 0.13%
733,352
+293,957
+67% +$9.83M
ACN icon
56
PUT
Accenture
ACN
$110B
$21.9M 0.13%
85,100
-5,200
-6% -$1.5M
INTU icon
57
PUT
Intuit
INTU
$92B
$21.5M 0.13%
55,600
-400
-0.7% -$173K
PG icon
58
Procter & Gamble
PG
$338B
$21.1M 0.13%
166,768
+124,983
+299% +$17.8M
VRTX icon
59
PUT
Vertex Pharmaceuticals
VRTX
$134B
$20.9M 0.13%
72,100
-1,900
-3% -$547K
TMO icon
60
PUT
Thermo Fisher Scientific
TMO
$224B
$20.6M 0.12%
40,700
-10,300
-20% -$5.76M
BLK icon
61
PUT
Blackrock
BLK
$178B
$20M 0.12%
36,400
+300
+0.8% +$196K
PFE icon
62
PUT
Pfizer
PFE
$152B
$20M 0.12%
457,000
-286,700
-39% -$13.9M
ABT icon
63
PUT
Abbott
ABT
$190B
$19.6M 0.12%
202,600
-48,700
-19% -$5.19M
TSLA icon
64
Tesla
TSLA
$1.31T
$19.2M 0.12%
72,332
+13,604
+23% +$3.8M
NKE icon
65
PUT
Nike
NKE
$61.3B
$18.6M 0.11%
223,400
-31,900
-12% -$3.43M
IWN icon
66
iShares Russell 2000 Value ETF
IWN
$14.6B
$18.3M 0.11%
142,215
+52,082
+58% +$7.53M
LIN icon
67
PUT
Linde
LIN
$226B
$18.2M 0.11%
67,500
-12,100
-15% -$3.48M
DIS icon
68
PUT
Walt Disney
DIS
$179B
$18.1M 0.11%
192,300
-237,100
-55% -$25.4M
SBUX icon
69
PUT
Starbucks
SBUX
$122B
$18M 0.11%
213,700
-35,200
-14% -$2.99M
NKE icon
70
Nike
NKE
$61.3B
$17.9M 0.11%
215,607
+49,490
+30% +$5.33M
MS icon
71
PUT
Morgan Stanley
MS
$338B
$17.9M 0.11%
226,200
-26,500
-10% -$2.23M
ELV icon
72
PUT
Elevance Health
ELV
$84.7B
$17.7M 0.11%
39,000
+3,100
+9% +$1.48M
BDX icon
73
PUT
Becton Dickinson
BDX
$49.4B
$17.3M 0.1%
77,700
+300
+0.4% +$74.7K
BLK icon
74
Blackrock
BLK
$178B
$17.3M 0.1%
31,361
+10,552
+51% +$6.91M
CSCO icon
75
Cisco
CSCO
$475B
$17.3M 0.1%
431,353
+162,155
+60% +$7.19M
1 2
3
4 5

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.