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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
51
PUT
Lowe's Companies
LOW
$124B
$233M 0.39%
902,000
+181,600
+25% +$43.2M
INFO
52
DELISTED
IHS Markit Ltd. Common Shares
INFO
$225M 0.38%
1,692,216
-184,005
-10% -$23.4M
PYPL icon
53
PUT
PayPal
PYPL
$50.5B
$216M 0.36%
1,143,200
+64,400
+6% +$13.9M
AMD icon
54
PUT
Advanced Micro Devices
AMD
$774B
$203M 0.34%
1,413,100
+185,900
+15% +$25M
TXN icon
55
PUT
Texas Instruments
TXN
$257B
$196M 0.33%
1,039,600
+115,900
+13% +$22.3M
GOOGL icon
56
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$190M 0.32%
1,310,000
+156,000
+14% +$22.5M
GE icon
57
CALL
GE Aerospace
GE
$382B
$189M 0.32%
3,207,136
-133,544
-4% -$8.39M
WMT icon
58
PUT
Walmart Inc
WMT
$901B
$186M 0.31%
3,864,900
+280,200
+8% +$13.4M
WFC icon
59
PUT
Wells Fargo
WFC
$264B
$185M 0.31%
3,851,700
-199,500
-5% -$9.82M
NVDA icon
60
CALL
NVIDIA
NVDA
$5.27T
$182M 0.3%
6,198,000
+1,011,000
+19% +$27.8M
GS icon
61
PUT
Goldman Sachs
GS
$301B
$181M 0.3%
473,800
+14,600
+3% +$5.78M
UNP icon
62
PUT
Union Pacific
UNP
$174B
$179M 0.3%
711,300
+112,700
+19% +$26.7M
GOOG icon
63
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$179M 0.3%
1,234,000
-148,000
-11% -$21.4M
NEE icon
64
PUT
NextEra Energy
NEE
$179B
$175M 0.29%
1,870,000
+482,000
+35% +$41.7M
NOW icon
65
PUT
ServiceNow
NOW
$132B
$174M 0.29%
1,340,000
+219,000
+20% +$28.8M
AMZN icon
66
CALL
Amazon
AMZN
$2.94T
$172M 0.29%
1,030,000
-314,000
-23% -$53.7M
MRK icon
67
PUT
Merck
MRK
$322B
$172M 0.29%
2,239,900
+80,100
+4% +$6.38M
ELV icon
68
PUT
Elevance Health
ELV
$84.7B
$169M 0.28%
364,300
+86,400
+31% +$36.3M
ORCL icon
69
PUT
Oracle
ORCL
$419B
$167M 0.28%
1,918,000
+74,100
+4% +$6.96M
MU icon
70
PUT
Micron Technology
MU
$981B
$163M 0.27%
1,744,500
-154,200
-8% -$12M
CVS icon
71
PUT
CVS Health
CVS
$120B
$162M 0.27%
1,574,700
+395,200
+34% +$36.5M
AMAT icon
72
PUT
Applied Materials
AMAT
$417B
$162M 0.27%
1,029,400
+122,600
+14% +$17.8M
UPS icon
73
PUT
United Parcel Service
UPS
$88.8B
$161M 0.27%
749,900
+87,600
+13% +$17.8M
CMCSA icon
74
PUT
Comcast
CMCSA
$91B
$156M 0.26%
3,108,400
+495,200
+19% +$25.8M
INTC icon
75
PUT
Intel
INTC
$493B
$155M 0.26%
3,002,200
-3,800
-0.1% -$194K
1 2
3
4 5

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.