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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
51
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$173M 0.34%
1,974,800
+747,700
+61% +$65.6M
CSCO icon
52
PUT
Cisco
CSCO
$475B
$172M 0.34%
3,158,800
-491,900
-13% -$27.6M
NKE icon
53
PUT
Nike
NKE
$61.3B
$171M 0.34%
1,180,000
+95,600
+9% +$15.6M
PEP icon
54
PUT
PepsiCo
PEP
$189B
$168M 0.33%
1,118,300
+118,900
+12% +$18.4M
WMT icon
55
PUT
Walmart Inc
WMT
$901B
$167M 0.33%
3,584,700
+240,900
+7% +$11.6M
META icon
56
CALL
Meta Platforms (Facebook)
META
$1.53T
$166M 0.33%
488,000
+140,300
+40% +$50.5M
C icon
57
PUT
Citigroup
C
$228B
$164M 0.32%
2,336,300
+498,100
+27% +$34.8M
MRK icon
58
PUT
Merck
MRK
$322B
$162M 0.32%
2,159,800
+402,400
+23% +$30.6M
ORCL icon
59
PUT
Oracle
ORCL
$419B
$161M 0.32%
1,843,900
+90,600
+5% +$8M
INTC icon
60
PUT
Intel
INTC
$493B
$160M 0.32%
3,006,000
-279,100
-8% -$15.1M
QCOM icon
61
PUT
Qualcomm
QCOM
$171B
$156M 0.31%
1,207,800
-8,300
-0.7% -$1.18M
GOOGL icon
62
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$154M 0.31%
1,154,000
+102,000
+10% +$13.9M
KO icon
63
PUT
Coca-Cola
KO
$372B
$151M 0.3%
2,879,200
-402,600
-12% -$22.4M
ABT icon
64
PUT
Abbott
ABT
$190B
$149M 0.3%
1,261,400
-200
-0% -$24.6K
CMCSA icon
65
PUT
Comcast
CMCSA
$91B
$146M 0.29%
2,613,200
-534,000
-17% -$31.1M
LOW icon
66
PUT
Lowe's Companies
LOW
$124B
$146M 0.29%
720,400
+73,700
+11% +$14.7M
ABBV icon
67
PUT
AbbVie
ABBV
$442B
$141M 0.28%
1,302,800
-89,600
-6% -$10.2M
NOW icon
68
PUT
ServiceNow
NOW
$132B
$140M 0.28%
1,121,000
+251,500
+29% +$30.5M
EEM icon
69
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$138M 0.27%
2,741,800
-4,644,700
-63% -$242M
EEM icon
70
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$137M 0.27%
2,716,900
-8,074,700
-75% -$420M
MU icon
71
PUT
Micron Technology
MU
$981B
$135M 0.27%
1,898,700
+257,300
+16% +$19.3M
MDT icon
72
PUT
Medtronic
MDT
$116B
$134M 0.26%
1,065,800
-49,400
-4% -$6.39M
TGT icon
73
PUT
Target
TGT
$69.2B
$133M 0.26%
581,500
+94,900
+20% +$23.8M
LIN icon
74
PUT
Linde
LIN
$226B
$132M 0.26%
448,300
+178,300
+66% +$54.2M
IWM icon
75
CALL
iShares Russell 2000 ETF
IWM
$81.8B
$128M 0.25%
585,000
+526,900
+907% +$117M
1 2
3
4 5

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.