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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$97.1M
Cap. Flow %
0.29%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.33%
2 Technology 2.4%
3 Healthcare 1.02%
4 Communication Services 0.85%
5 Consumer Discretionary 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
51
PUT
Qualcomm
QCOM
$216B
$125M 0.37%
946,100
-10,300
-1% -$1.49M
CRM icon
52
PUT
Salesforce
CRM
$193B
$125M 0.37%
589,200
+58,900
+11% +$13.1M
MCD icon
53
PUT
McDonald's
MCD
$167B
$124M 0.36%
551,800
+204,700
+59% +$43.8M
MDT icon
54
PUT
Medtronic
MDT
$113B
$122M 0.36%
1,033,400
+278,400
+37% +$32.6M
TMO icon
55
PUT
Thermo Fisher Scientific
TMO
$250B
$120M 0.35%
262,800
+200
+0.1% +$95.5K
AMGN icon
56
PUT
Amgen
AMGN
$224B
$120M 0.35%
481,600
+134,500
+39% +$32.1M
COST icon
57
PUT
Costco
COST
$409B
$120M 0.35%
339,500
-34,400
-9% -$12M
WMT icon
58
PUT
Walmart Inc
WMT
$857B
$117M 0.34%
2,579,100
+306,600
+13% +$14.2M
WFC icon
59
PUT
Wells Fargo
WFC
$251B
$117M 0.34%
2,984,300
+981,900
+49% +$34.8M
KO icon
60
PUT
Coca-Cola
KO
$378B
$117M 0.34%
2,211,400
+729,200
+49% +$36.7M
MU icon
61
PUT
Micron Technology
MU
$1.22T
$115M 0.34%
1,307,900
+586,300
+81% +$49.7M
ACN icon
62
PUT
Accenture
ACN
$108B
$115M 0.34%
417,300
+124,200
+42% +$32.1M
XLNX
63
DELISTED
Xilinx Inc
XLNX
$115M 0.34%
927,004
+630,686
+213% +$84.1M
C icon
64
PUT
Citigroup
C
$225B
$112M 0.33%
1,544,700
+616,000
+66% +$41.1M
PEP icon
65
PUT
PepsiCo
PEP
$176B
$112M 0.33%
793,600
+316,600
+66% +$43.4M
DHR icon
66
PUT
Danaher
DHR
$158B
$109M 0.32%
544,937
+71,177
+15% +$14.5M
UNP icon
67
PUT
Union Pacific
UNP
$163B
$107M 0.32%
485,200
+175,600
+57% +$36.9M
HON icon
68
PUT
Honeywell
HON
$67.4B
$106M 0.31%
517,874
+121,590
+31% +$23.7M
PFE icon
69
PUT
Pfizer
PFE
$163B
$105M 0.31%
2,908,200
+514,400
+21% +$18.3M
DE icon
70
PUT
Deere & Co
DE
$186B
$105M 0.31%
280,600
+105,300
+60% +$34.6M
NKE icon
71
PUT
Nike
NKE
$53B
$103M 0.3%
778,200
+213,000
+38% +$29.6M
MRK icon
72
PUT
Merck
MRK
$367B
$103M 0.3%
1,404,320
+707,400
+102% +$52.2M
ORCL icon
73
PUT
Oracle
ORCL
$415B
$101M 0.3%
1,445,900
+339,800
+31% +$22M
T icon
74
PUT
AT&T
T
$174B
$101M 0.3%
4,404,286
+1,901,264
+76% +$42M
SPY icon
75
State Street SPDR S&P 500 ETF Trust
SPY
$796B
$99.2M 0.29%
250,215
-650,593
-72% -$251M
1 2
3
4 5

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors's Q1 2021 filing shows 405 new, 721 increased, 487 reduced and 425 closed positions. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $251M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.