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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
51
PUT
Eli Lilly
LLY
$1.08T
$61.8M 0.32%
417,200
+129,900
+45% +$20.1M
NVDA icon
52
CALL
NVIDIA
NVDA
$5.27T
$61.6M 0.32%
4,556,000
+1,340,000
+42% +$15.6M
MCD icon
53
PUT
McDonald's
MCD
$194B
$61.6M 0.31%
280,500
+112,100
+67% +$23M
AMD icon
54
PUT
Advanced Micro Devices
AMD
$774B
$61M 0.31%
744,600
+262,300
+54% +$19.5M
CSCO icon
55
PUT
Cisco
CSCO
$475B
$59.8M 0.31%
1,518,900
+119,300
+9% +$5.2M
NEE icon
56
PUT
NextEra Energy
NEE
$179B
$59M 0.3%
850,000
+388,400
+84% +$26.8M
PYPL icon
57
CALL
PayPal
PYPL
$50.5B
$58.4M 0.3%
296,400
+28,400
+11% +$5.35M
ACN icon
58
PUT
Accenture
ACN
$110B
$58.1M 0.3%
256,900
+59,800
+30% +$13.7M
NKE icon
59
PUT
Nike
NKE
$61.3B
$57.8M 0.3%
460,500
+235,500
+105% +$25.3M
DHR icon
60
PUT
Danaher
DHR
$146B
$57.5M 0.29%
300,950
+159,386
+113% +$28.3M
INTC icon
61
CALL
Intel
INTC
$493B
$56.1M 0.29%
1,084,300
+468,400
+76% +$24.4M
TXN icon
62
PUT
Texas Instruments
TXN
$257B
$56M 0.29%
392,200
+60,700
+18% +$8.25M
CBPO
63
DELISTED
China Biologic Products Holdings, Inc.
CBPO
$55.6M 0.28%
+500,216
New +$53.7M
LIN icon
64
PUT
Linde
LIN
$226B
$54.2M 0.28%
227,600
+44,300
+24% +$10.7M
BRK.B icon
65
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
$54.2M 0.28%
254,500
+48,800
+24% +$9.98M
MRK icon
66
PUT
Merck
MRK
$322B
$53.4M 0.27%
674,178
+215,154
+47% +$16.9M
UPS icon
67
PUT
United Parcel Service
UPS
$88.8B
$53.2M 0.27%
319,200
+167,200
+110% +$24.3M
KO icon
68
PUT
Coca-Cola
KO
$372B
$52.6M 0.27%
1,065,300
+349,900
+49% +$16.8M
NFLX icon
69
CALL
Netflix
NFLX
$311B
$52M 0.27%
1,039,000
+218,000
+27% +$10.9M
SBUX icon
70
PUT
Starbucks
SBUX
$122B
$51.9M 0.27%
604,000
+184,700
+44% +$14.7M
XOM icon
71
PUT
ExxonMobil
XOM
$657B
$50.8M 0.26%
1,480,300
+395,000
+36% +$16.1M
MS icon
72
Morgan Stanley
MS
$338B
$48.7M 0.25%
+1,006,772
New +$50.7M
BAC icon
73
PUT
Bank of America
BAC
$448B
$48.4M 0.25%
2,008,900
+48,600
+2% +$1.21M
ORCL icon
74
PUT
Oracle
ORCL
$419B
$48.3M 0.25%
808,500
+110,700
+16% +$6.29M
VZ icon
75
PUT
Verizon
VZ
$196B
$48.2M 0.25%
809,600
+140,200
+21% +$8.15M
1 2
3
4 5

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.