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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
51
PUT
NextEra Energy
NEE
$179B
$62.3M 0.34%
1,028,800
+70,000
+7% +$4.09M
PFE icon
52
PUT
Pfizer
PFE
$152B
$62.1M 0.34%
1,671,117
+474,405
+40% +$16.9M
MDT icon
53
PUT
Medtronic
MDT
$116B
$61.9M 0.33%
546,000
+102,000
+23% +$11.2M
UNP icon
54
PUT
Union Pacific
UNP
$174B
$61.3M 0.33%
338,800
+103,700
+44% +$17.8M
LIN icon
55
PUT
Linde
LIN
$226B
$60.8M 0.33%
285,700
+76,400
+37% +$15.4M
BKNG icon
56
PUT
Booking.com
BKNG
$160B
$60.8M 0.33%
740,000
+77,500
+12% +$6.09M
NKE icon
57
PUT
Nike
NKE
$61.3B
$59.9M 0.32%
591,200
+157,100
+36% +$14.8M
NFLX icon
58
PUT
Netflix
NFLX
$311B
$59.6M 0.32%
1,842,000
+477,000
+35% +$14.1M
RTX icon
59
PUT
RTX Corp
RTX
$302B
$59.5M 0.32%
631,628
+178,763
+39% +$16.2M
MA icon
60
CALL
Mastercard
MA
$492B
$58.7M 0.32%
196,600
+52,000
+36% +$14.7M
ORCL icon
61
PUT
Oracle
ORCL
$419B
$58.4M 0.32%
1,102,100
+176,600
+19% +$9.72M
ABBV icon
62
PUT
AbbVie
ABBV
$442B
$58.2M 0.31%
656,900
+213,000
+48% +$17.7M
BA icon
63
PUT
Boeing
BA
$184B
$57.4M 0.31%
176,200
+15,200
+9% +$5.38M
AMZN icon
64
CALL
Amazon
AMZN
$2.94T
$56.9M 0.31%
616,000
+60,000
+11% +$5.31M
JPM icon
65
CALL
JPMorgan Chase
JPM
$962B
$56.8M 0.31%
407,600
+196,500
+93% +$25.2M
PYPL icon
66
PUT
PayPal
PYPL
$50.5B
$55.8M 0.3%
515,800
+73,100
+17% +$7.62M
BRK.B icon
67
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
$54.3M 0.29%
239,600
-12,900
-5% -$2.8M
AVGO icon
68
PUT
Broadcom
AVGO
$1.98T
$54M 0.29%
1,710,000
+429,000
+33% +$13M
HON icon
69
PUT
Honeywell
HON
$72.9B
$53.6M 0.29%
321,271
+21,114
+7% +$3.45M
LLY icon
70
PUT
Eli Lilly
LLY
$1.08T
$52.7M 0.28%
401,000
+97,000
+32% +$11.2M
CVS icon
71
PUT
CVS Health
CVS
$120B
$51.8M 0.28%
696,900
+313,900
+82% +$22M
CRM icon
72
PUT
Salesforce
CRM
$162B
$51.5M 0.28%
316,500
+47,700
+18% +$7.48M
LMT icon
73
PUT
Lockheed Martin
LMT
$138B
$51M 0.28%
130,900
+12,600
+11% +$4.84M
SBUX icon
74
PUT
Starbucks
SBUX
$122B
$50.3M 0.27%
572,300
+21,700
+4% +$1.85M
MMM icon
75
PUT
3M
MMM
$94.4B
$50.3M 0.27%
340,740
+112,663
+49% +$15.8M
1 2
3
4 5

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.