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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
51
PUT
Oracle
ORCL
$419B
$50.9M 0.35%
925,500
+88,400
+11% +$4.88M
UNH icon
52
PUT
UnitedHealth
UNH
$361B
$50.4M 0.35%
231,900
-2,900
-1% -$700K
C icon
53
PUT
Citigroup
C
$228B
$50.1M 0.34%
725,500
+113,600
+19% +$7.73M
SBUX icon
54
PUT
Starbucks
SBUX
$122B
$48.7M 0.33%
550,600
+168,800
+44% +$15.6M
DIS icon
55
CALL
Walt Disney
DIS
$179B
$48.5M 0.33%
372,100
+62,900
+20% +$8.7M
AMZN icon
56
CALL
Amazon
AMZN
$2.94T
$48.3M 0.33%
556,000
+24,000
+5% +$2.23M
MDT icon
57
PUT
Medtronic
MDT
$116B
$48.2M 0.33%
444,000
+94,800
+27% +$9.89M
HON icon
58
PUT
Honeywell
HON
$72.9B
$47.9M 0.33%
300,157
+53,050
+21% +$8.44M
TXN icon
59
PUT
Texas Instruments
TXN
$257B
$47.4M 0.33%
366,600
+101,600
+38% +$12.5M
IBM icon
60
PUT
IBM
IBM
$225B
$47.2M 0.32%
339,845
+36,191
+12% +$4.88M
META icon
61
CALL
Meta Platforms (Facebook)
META
$1.53T
$47.1M 0.32%
264,700
-75,000
-22% -$14.3M
LMT icon
62
PUT
Lockheed Martin
LMT
$138B
$46.1M 0.32%
118,300
+42,100
+55% +$15.8M
PYPL icon
63
PUT
PayPal
PYPL
$50.5B
$45.9M 0.32%
442,700
+11,400
+3% +$1.26M
ADBE icon
64
PUT
Adobe
ADBE
$105B
$45.3M 0.31%
164,100
+15,700
+11% +$4.58M
AMGN icon
65
PUT
Amgen
AMGN
$224B
$43.9M 0.3%
226,800
+56,700
+33% +$10.9M
DD icon
66
PUT
DuPont de Nemours
DD
$19.5B
$43.6M 0.3%
487,640
+8,445
+2% +$744K
TMO icon
67
PUT
Thermo Fisher Scientific
TMO
$224B
$43.1M 0.3%
148,000
+51,100
+53% +$14.6M
ABT icon
68
PUT
Abbott
ABT
$190B
$41M 0.28%
490,200
+64,300
+15% +$5.46M
PFE icon
69
PUT
Pfizer
PFE
$152B
$40.8M 0.28%
1,196,712
-254,541
-18% -$9.26M
NKE icon
70
PUT
Nike
NKE
$61.3B
$40.8M 0.28%
434,100
+154,400
+55% +$13.2M
LIN icon
71
PUT
Linde
LIN
$226B
$40.5M 0.28%
209,300
+58,100
+38% +$11.3M
CRM icon
72
PUT
Salesforce
CRM
$162B
$39.9M 0.27%
268,800
+32,200
+14% +$4.89M
UPS icon
73
PUT
United Parcel Service
UPS
$88.8B
$39.5M 0.27%
329,800
+153,600
+87% +$17.6M
EEM icon
74
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$39.5M 0.27%
965,849
+287,422
+42% +$11.9M
MA icon
75
CALL
Mastercard
MA
$492B
$39.3M 0.27%
144,600
+42,600
+42% +$11.7M
1 2
3
4 5

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.