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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
-$384M
Cap. Flow %
-4.38%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.63%
2 Financials 1.46%
3 Consumer Discretionary 0.99%
4 Healthcare 0.98%
5 Technology 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
51
PUT
Procter & Gamble
PG
$340B
$18.5M 0.21%
221,800
+115,200
+108% +$9.42M
BAC icon
52
PUT
Bank of America
BAC
$396B
$18.2M 0.21%
618,900
+359,600
+139% +$11M
IBM icon
53
PUT
IBM
IBM
$212B
$18M 0.21%
124,474
+91,734
+280% +$12.8M
QQQ icon
54
Invesco QQQ Trust
QQQ
$502B
$17.6M 0.2%
94,619
+92,043
+3,573% +$16.7M
LLY icon
55
PUT
Eli Lilly
LLY
$1.05T
$17.4M 0.2%
161,800
+148,800
+1,145% +$14.9M
INTC icon
56
PUT
Intel
INTC
$650B
$17.2M 0.2%
363,900
+204,700
+129% +$9.96M
META icon
57
Meta Platforms (Facebook)
META
$1.91T
$16.9M 0.19%
102,837
-66,179
-39% -$12M
CVX icon
58
PUT
Chevron
CVX
$401B
$16.8M 0.19%
137,500
+83,400
+154% +$10.1M
BA icon
59
PUT
Boeing
BA
$157B
$16.7M 0.19%
44,800
+26,900
+150% +$9.45M
TFCFA
60
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$16.3M 0.19%
351,900
-114,800
-25% -$5.26M
JNJ icon
61
CALL
Johnson & Johnson
JNJ
$654B
$16.3M 0.19%
+117,900
New +$15.7M
GE icon
62
CALL
GE Aerospace
GE
$339B
$16.3M 0.19%
300,557
+172,877
+135% +$10.7M
C icon
63
PUT
Citigroup
C
$225B
$16.3M 0.19%
226,600
+99,800
+79% +$7.06M
MSFT icon
64
CALL
Microsoft
MSFT
$3.83T
$16.1M 0.18%
141,100
+113,100
+404% +$12.3M
HD icon
65
PUT
Home Depot
HD
$293B
$15.8M 0.18%
76,500
+40,600
+113% +$8.17M
GLW icon
66
CALL
Corning
GLW
$135B
$15.8M 0.18%
+448,200
New +$14.6M
T icon
67
PUT
AT&T
T
$174B
$15.5M 0.18%
610,232
+341,592
+127% +$8.37M
HSBC icon
68
CALL
HSBC
HSBC
$345B
$15.4M 0.18%
+368,549
New +$16M
FXI icon
69
iShares China Large-Cap ETF
FXI
$4.05B
$15.4M 0.18%
359,798
-639,935
-64% -$27.1M
PFE icon
70
PUT
Pfizer
PFE
$163B
$15.4M 0.18%
367,741
+239,364
+186% +$9.21M
FEZ icon
71
PUT
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.35B
$15.3M 0.17%
400,000
-74,800
-16% -$2.89M
ESRX
72
DELISTED
Express Scripts Holding Company
ESRX
$15.3M 0.17%
160,869
-148,766
-48% -$12.7M
VZ icon
73
PUT
Verizon
VZ
$196B
$15.1M 0.17%
282,600
+166,300
+143% +$8.8M
DELL icon
74
Dell
DELL
$358B
$15M 0.17%
551,589
+106,184
+24% +$2.83M
DIS icon
75
PUT
Walt Disney
DIS
$183B
$14.9M 0.17%
127,800
+72,700
+132% +$8.09M
1 2
3
4 5

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $384M in Q3 2018, closing 104 positions and reducing 164 holdings. Its most notable exit was Altaba Inc, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 88% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in Dun & Bradstreet worth $24.2M.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.