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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.54B
AUM Growth
+$692M
Cap. Flow
+$154M
Cap. Flow %
4.34%
Top 10 Hldgs %
44.01%
Holding
772
New
236
Increased
68
Reduced
97
Closed
293

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$512M
2
C icon
Citigroup
C
+$60.3M
3
COL
Rockwell Collins
COL
+$48.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$42.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$30.8M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.4M
2
TWX
Time Warner Inc
TWX
+$23.7M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$23.3M
4
BCR
CR Bard Inc.
BCR
+$18.1M
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$16.9M

Sector Composition

Rank Sector Weight
1 Technology 3.88%
2 Financials 2.85%
3 Consumer Discretionary 1.65%
4 Communication Services 1.61%
5 Healthcare 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
51
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$8.53M 0.24%
+150,000
New +$8.24M
VXX
52
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$8.41M 0.24%
+301,300
New +$9.94M
MSFT icon
53
PUT
Microsoft
MSFT
$3.74T
$8.35M 0.24%
97,600
+77,500
+386% +$6.36M
AMZN icon
54
PUT
Amazon
AMZN
$2.94T
$7.95M 0.22%
136,000
+110,000
+423% +$6.05M
BSFT
55
DELISTED
BroadSoft, Inc.
BSFT
$7.78M 0.22%
+141,783
New +$7.72M
MIC
56
PUT
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$7.7M 0.22%
+120,000
New +$8.13M
SLB icon
57
PUT
SLB Ltd
SLB
$79.7B
$7.35M 0.21%
+109,100
New +$7.07M
HLF icon
58
PUT
Herbalife
HLF
$1.23B
$7.04M 0.2%
208,000
+82,600
+66% +$2.89M
AKRX
59
PUT
DELISTED
Akorn Inc
AKRX
$7.01M 0.2%
217,500
+205,100
+1,654% +$6.73M
SHY icon
60
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$6.93M 0.2%
82,680
-81,556
-50% -$6.86M
TFCFA
61
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$6.81M 0.19%
197,341
+171,841
+674% +$5.13M
AKRX
62
DELISTED
Akorn Inc
AKRX
$6.8M 0.19%
211,000
+209,700
+16,131% +$6.88M
QCOM icon
63
CALL
Qualcomm
QCOM
$171B
$6.62M 0.19%
103,400
+100,000
+2,941% +$6.06M
DISH
64
CALL
DELISTED
DISH Network Corp.
DISH
$5.97M 0.17%
125,000
+25,000
+25% +$1.25M
RH icon
65
PUT
RH
RH
$3.46B
$5.32M 0.15%
61,700
– –
TROX icon
66
Tronox
TROX
$1.02B
$5.29M 0.15%
+257,800
New +$6.29M
PRPL icon
67
Purple Innovation
PRPL
$31.6M
$5.18M 0.15%
20,612
-4,037
-16% -$1.01M
NFX
68
DELISTED
Newfield Exploration
NFX
$4.8M 0.14%
152,272
+45,924
+43% +$1.39M
DPZ icon
69
CALL
Domino's
DPZ
$11.8B
$4.72M 0.13%
+25,000
New +$4.63M
DPZ icon
70
PUT
Domino's
DPZ
$11.8B
$4.72M 0.13%
+25,000
New +$4.63M
JPM icon
71
PUT
JPMorgan Chase
JPM
$962B
$4.55M 0.13%
42,600
-35,000
-45% -$3.54M
DYN
72
PUT
DELISTED
Dynegy, Inc.
DYN
$4.53M 0.13%
+382,300
New +$4.27M
EWG icon
73
iShares MSCI Germany ETF
EWG
$1.68B
$4.5M 0.13%
+136,153
New +$4.48M
VXX
74
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$4.46M 0.13%
+159,824
New +$5.27M
ECH icon
75
iShares MSCI Chile ETF
ECH
$1.04B
$4.43M 0.13%
85,000
-32,789
-28% -$1.61M
1 2
3
4 5

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Capstone Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Capstone Investment Advisors held 772 positions worth $3.54B, up 24% from $2.85B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capstone Investment Advisors deployed $154M of net new capital in Q4 2017, opening 236 new positions and adding to 68 existing holdings. Its largest new stake was SPDR Gold Trust: 130,377 shares worth $16.1M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, down from 5.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $44.4M trimmed.

  • Capstone Investment Advisors's largest Q4 2017 buy was SPDR Gold Trust: 130,377 shares worth $16.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $512M increase.
  • Capstone Investment Advisors's biggest Q4 2017 reduction was Apple, cutting an estimated $44.4M.
  • Capstone Investment Advisors fully exited Boulevard Acquisition Corp. II Class A Common Stock in Q4 2017, selling an estimated $23.3M.
  • Capstone Investment Advisors's ten largest holdings make up 44% of its $3.54B portfolio in Q4 2017.
  • Capstone Investment Advisors opened 236 new positions and closed 293 in Q4 2017.
  • Capstone Investment Advisors's portfolio value rose 24% quarter-over-quarter to $3.54B.

Based on Capstone Investment Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.