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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.24B
AUM Growth
-$1.33B
Cap. Flow
-$1.38B
Cap. Flow %
-42.65%
Top 10 Hldgs %
28.49%
Holding
1,267
New
551
Increased
146
Reduced
167
Closed
378

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$122M
2
AAPL icon
Apple
AAPL
+$46.8M
3
NXPI icon
NXP Semiconductors
NXPI
+$37.8M
4
ENH
Endurance Specialty Holdings Ltd
ENH
+$28.5M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$24.1M

Top Sells

Rank Stock Value
1
PVTB
PrivateBancorp Inc
PVTB
+$54.2M
2
LNKD
LinkedIn Corporation
LNKD
+$52.5M
3
PG icon
Procter & Gamble
PG
+$48.5M
4
VAL
Valspar
VAL
+$43.3M
5
LLTC
Linear Technology Corp
LLTC
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 16.91%
2 Financials 5.91%
3 Industrials 5.57%
4 Consumer Discretionary 4.76%
5 Healthcare 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSKE
51
DELISTED
Daseke, Inc. Common Stock
DSKE
$9.79M 0.3%
971,288
-28,712
-3% -$284K
QQQ icon
52
PUT
Invesco QQQ Trust
QQQ
$478B
$9.57M 0.3%
80,800
– –
SYT
53
DELISTED
Syngenta Ag
SYT
$9.32M 0.29%
117,852
+67,852
+136% +$5.47M
SBUX icon
54
Starbucks
SBUX
$122B
$9.09M 0.28%
163,701
+26,358
+19% +$1.46M
CSCO icon
55
Cisco
CSCO
$475B
$9.05M 0.28%
+299,393
New +$9.13M
JCI icon
56
Johnson Controls International
JCI
$93.7B
$8.27M 0.26%
200,657
+151,170
+305% +$6.62M
T icon
57
PUT
AT&T
T
$168B
$8.1M 0.25%
252,487
-116,644
-32% -$3.44M
LVLT
58
DELISTED
Level 3 Communications Inc
LVLT
$8.09M 0.25%
+143,624
New +$7.59M
DXJ icon
59
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$8.04M 0.25%
162,299
+4,593
+3% +$216K
HSIC icon
60
Henry Schein
HSIC
$9.94B
$7.94M 0.25%
+133,513
New +$8.06M
CRM icon
61
Salesforce
CRM
$162B
$7.75M 0.24%
+113,167
New +$8.21M
FXI icon
62
iShares China Large-Cap ETF
FXI
$4.25B
$7.68M 0.24%
221,235
-232,518
-51% -$8.56M
JPM icon
63
CALL
JPMorgan Chase
JPM
$962B
$7.56M 0.23%
87,700
-947,000
-92% -$72.2M
VRSK icon
64
Verisk Analytics
VRSK
$23.6B
$7.56M 0.23%
+93,116
New +$7.63M
FE icon
65
FirstEnergy
FE
$27.1B
$7.46M 0.23%
+241,027
New +$7.72M
BDX icon
66
Becton Dickinson
BDX
$49.4B
$7.45M 0.23%
+46,112
New +$7.65M
ABT icon
67
Abbott
ABT
$190B
$7.45M 0.23%
+193,832
New +$7.69M
NAV
68
PUT
DELISTED
Navistar International
NAV
$7.43M 0.23%
236,900
+41,800
+21% +$1.13M
EPC icon
69
Edgewell Personal Care
EPC
$1.32B
$7.22M 0.22%
+98,923
New +$7.65M
SPGI icon
70
S&P Global
SPGI
$120B
$6.98M 0.22%
+64,888
New +$7.75M
JNJ icon
71
PUT
Johnson & Johnson
JNJ
$626B
$6.96M 0.21%
60,400
+54,600
+941% +$6.31M
UHS icon
72
Universal Health Services
UHS
$9.94B
$6.95M 0.21%
+65,327
New +$7.74M
BNY
73
Bank of New York Mellon
BNY
$109B
$6.69M 0.21%
+141,200
New +$6.37M
WWAV
74
CALL
DELISTED
The WhiteWave Foods Company
WWAV
$6.64M 0.21%
119,500
+5,500
+5% +$301K
SPY icon
75
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$6.61M 0.2%
+29,592
New +$6.46M
1 2
3
4 5

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Capstone Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Capstone Investment Advisors held 1,267 positions worth $3.24B, down 29% from $4.57B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Capstone Investment Advisors withdrew a net $1.38B in Q4 2016, closing 378 positions and reducing 167 holdings. Its most notable exit was LinkedIn Corporation, an estimated $52.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Endurance Specialty Holdings Ltd worth $28.7M.

  • Capstone Investment Advisors's largest Q4 2016 buy was Endurance Specialty Holdings Ltd: 310,913 shares worth $28.7M.
  • Capstone Investment Advisors added most to Microsoft in Q4 2016, an estimated $122M increase.
  • Capstone Investment Advisors's biggest Q4 2016 reduction was PrivateBancorp Inc, cutting an estimated $54.2M.
  • Capstone Investment Advisors fully exited LinkedIn Corporation in Q4 2016, selling an estimated $52.5M.
  • Capstone Investment Advisors's ten largest holdings make up 28% of its $3.24B portfolio in Q4 2016.
  • Capstone Investment Advisors opened 551 new positions and closed 378 in Q4 2016.
  • Capstone Investment Advisors's portfolio value fell 29% quarter-over-quarter to $3.24B.

Based on Capstone Investment Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.