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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
51
PUT
Coca-Cola
KO
$372B
$14.3M 0.31%
+337,600
New +$14.8M
SYT
52
CALL
DELISTED
Syngenta Ag
SYT
$13.9M 0.3%
158,500
+98,100
+162% +$8.09M
GOOGL icon
53
PUT
Alphabet (Google) Class A
GOOGL
$4.2T
$13.7M 0.3%
+340,000
New +$13.3M
FXI icon
54
CALL
iShares China Large-Cap ETF
FXI
$4.25B
$13.1M 0.29%
343,800
-101,300
-23% -$3.71M
AVG
55
PUT
DELISTED
AVG Technologies N.V.
AVG
$13M 0.29%
+521,500
New +$12.8M
NFLX icon
56
PUT
Netflix
NFLX
$311B
$11.7M 0.26%
1,186,000
+85,000
+8% +$811K
T icon
57
PUT
AT&T
T
$168B
$11.3M 0.25%
369,131
+355,891
+2,688% +$11.2M
NFLX icon
58
Netflix
NFLX
$311B
$10.5M 0.23%
1,066,510
-48,750
-4% -$465K
TSLA icon
59
Tesla
TSLA
$1.31T
$10.4M 0.23%
762,045
+673,545
+761% +$9.72M
DXJ icon
60
PUT
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$10.2M 0.22%
238,600
-1,013,000
-81% -$42.1M
PRPL icon
61
Purple Innovation
PRPL
$31.6M
$9.88M 0.22%
40,000
– –
DSKE
62
DELISTED
Daseke, Inc. Common Stock
DSKE
$9.8M 0.21%
1,000,000
– –
MON
63
CALL
DELISTED
Monsanto Co
MON
$9.71M 0.21%
95,000
+50,000
+111% +$5.25M
QQQ icon
64
PUT
Invesco QQQ Trust
QQQ
$478B
$9.59M 0.21%
80,800
-792,900
-91% -$91.5M
EWW icon
65
PUT
iShares MSCI Mexico ETF
EWW
$1.89B
$9.23M 0.2%
190,500
-565,200
-75% -$28.4M
EWW icon
66
CALL
iShares MSCI Mexico ETF
EWW
$1.89B
$8.9M 0.19%
183,500
+183,200
+61,067% +$9.21M
CVS icon
67
CVS Health
CVS
$120B
$8.87M 0.19%
99,665
+32,624
+49% +$3.08M
TAP icon
68
PUT
Molson Coors Class B
TAP
$7.83B
$8.78M 0.19%
+80,000
New +$8.13M
TXN icon
69
Texas Instruments
TXN
$257B
$8.75M 0.19%
+124,699
New +$8.5M
GLW icon
70
CALL
Corning
GLW
$137B
$8.73M 0.19%
+369,200
New +$8.23M
LRCX icon
71
CALL
Lam Research
LRCX
$390B
$8.52M 0.19%
+900,000
New +$8.19M
STJ
72
DELISTED
St Jude Medical
STJ
$7.91M 0.17%
99,198
+86,172
+662% +$6.96M
GK
73
DELISTED
G&K Services Inc
GK
$7.76M 0.17%
+81,241
New +$7.19M
ITC
74
DELISTED
ITC HOLDINGS CORP
ITC
$7.59M 0.17%
163,355
-436,645
-73% -$20.2M
SBUX icon
75
Starbucks
SBUX
$122B
$7.43M 0.16%
+137,343
New +$7.68M
1 2
3
4 5

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.