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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.87B
AUM Growth
+$1.26B
Cap. Flow
+$2.06B
Cap. Flow %
23.18%
Top 10 Hldgs %
38.44%
Holding
555
New
203
Increased
101
Reduced
101
Closed
130

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$197M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$115M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$62.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$53.5M
5
MON
Monsanto Co
MON
+$38.2M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$34.6M
2
TWTR
Twitter, Inc.
TWTR
+$27.2M
3
SWY
SAFEWAY INC
SWY
+$24.5M
4
DTV
DIRECTV COM STK (DE)
DTV
+$21.7M
5
VOD icon
Vodafone
VOD
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 3.16%
2 Communication Services 1.52%
3 Healthcare 1.21%
4 Consumer Staples 1.03%
5 Financials 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
51
PUT
Chevron
CVX
$386B
$34.2M 0.39%
286,600
+160,000
+126% +$20.4M
CAT icon
52
PUT
Caterpillar
CAT
$388B
$32.6M 0.37%
329,300
+212,900
+183% +$22.6M
PRGO icon
53
CALL
Perrigo
PRGO
$1.78B
$32M 0.36%
213,000
+7,900
+4% +$1.18M
GOOG icon
54
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$31.9M 0.36%
+1,088,982
New +$31.5M
GLD icon
55
SPDR Gold Trust
GLD
$143B
$31.5M 0.36%
271,079
+195,986
+261% +$24.2M
CAT icon
56
CALL
Caterpillar
CAT
$388B
$30.1M 0.34%
304,400
-475,700
-61% -$50.4M
DG icon
57
Dollar General
DG
$26.5B
$30.1M 0.34%
+491,992
New +$29.5M
GS icon
58
CALL
Goldman Sachs
GS
$301B
$29.4M 0.33%
160,200
-334,200
-68% -$58.7M
GPRO icon
59
PUT
GoPro
GPRO
$107M
$28.1M 0.32%
+300,000
New +$15.3M
VXX
60
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$27.9M 0.31%
55,975
+21,044
+60% +$9.74M
PL
61
DELISTED
PROTECTIVE LIFE CORP
PL
$27.8M 0.31%
400,000
+264,735
+196% +$18.4M
AIG icon
62
American International
AIG
$40.4B
$27.6M 0.31%
510,339
-26,161
-5% -$1.43M
T icon
63
PUT
AT&T
T
$168B
$27.2M 0.31%
1,023,452
+491,336
+92% +$13.1M
HD icon
64
CALL
Home Depot
HD
$353B
$26.4M 0.3%
+288,000
New +$24.7M
META icon
65
Meta Platforms (Facebook)
META
$1.53T
$25.3M 0.29%
320,129
-95,053
-23% -$6.97M
MO icon
66
CALL
Altria Group
MO
$109B
$24.8M 0.28%
539,000
-532,100
-50% -$22.8M
JNJ icon
67
PUT
Johnson & Johnson
JNJ
$626B
$24.3M 0.27%
227,900
+175,100
+332% +$18.2M
GDX icon
68
PUT
VanEck Gold Miners ETF
GDX
$27.5B
$24.2M 0.27%
1,134,300
+1,114,300
+5,572% +$28.5M
CVX icon
69
CALL
Chevron
CVX
$386B
$23.8M 0.27%
199,700
-1,001,400
-83% -$128M
GS icon
70
PUT
Goldman Sachs
GS
$301B
$22.6M 0.25%
122,900
-4,100
-3% -$720K
DTV
71
DELISTED
DIRECTV COM STK (DE)
DTV
$21.9M 0.25%
252,760
-252,740
-50% -$21.7M
WYNN icon
72
PUT
Wynn Resorts
WYNN
$10.8B
$21.8M 0.25%
116,600
+78,600
+207% +$15.5M
MSFT icon
73
PUT
Microsoft
MSFT
$3.74T
$21.5M 0.24%
464,600
-281,100
-38% -$12.5M
LAMR icon
74
CALL
Lamar Advertising Co
LAMR
$15.6B
$21.5M 0.24%
436,300
-61,300
-12% -$3.16M
IYR icon
75
iShares US Real Estate ETF
IYR
$4.48B
$20.8M 0.23%
+301,064
New +$21.8M
1 2
3
4 5

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Capstone Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Investment Advisors held 555 positions worth $8.87B, up 17% from $7.61B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Capstone Investment Advisors deployed $2.06B of net new capital in Q3 2014, opening 203 new positions and adding to 101 existing holdings. Its largest new stake was Apple: 8,011,700 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 0.94% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Twitter, Inc., an estimated $27.2M trimmed.

  • Capstone Investment Advisors's largest Q3 2014 buy was Apple: 8,011,700 shares worth $202M.
  • Capstone Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2014, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2014 reduction was Twitter, Inc., cutting an estimated $27.2M.
  • Capstone Investment Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $34.6M.
  • Capstone Investment Advisors's ten largest holdings make up 38% of its $8.87B portfolio in Q3 2014.
  • Capstone Investment Advisors opened 203 new positions and closed 130 in Q3 2014.
  • Capstone Investment Advisors's portfolio value rose 17% quarter-over-quarter to $8.87B.

Based on Capstone Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.