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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
+$232M
Cap. Flow %
2.53%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.9%
2 Technology 5.72%
3 Communication Services 1.31%
4 Consumer Staples 1.02%
5 Consumer Discretionary 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIDU icon
51
CALL
Baidu
BIDU
$29.8B
$22.6M 0.25%
127,300
+40,600
+47% +$6.56M
IBM icon
52
IBM
IBM
$212B
$22.2M 0.24%
124,024
-53,734
-30% -$9.27M
MA icon
53
Mastercard
MA
$497B
$22M 0.24%
263,410
+98,030
+59% +$7.28M
OMC icon
54
Omnicom Group
OMC
$20.9B
$21.7M 0.24%
+291,478
New +$20M
HLF icon
55
PUT
Herbalife
HLF
$1.32B
$21.6M 0.24%
+549,200
New +$19M
CSCO icon
56
CALL
Cisco
CSCO
$421B
$21.5M 0.24%
960,500
-2,112,800
-69% -$46.7M
LIFE
57
CALL
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$21.5M 0.23%
283,700
+73,700
+35% +$5.56M
EWZ icon
58
PUT
iShares MSCI Brazil ETF
EWZ
$8.44B
$21M 0.23%
469,600
+11,000
+2% +$523K
AIG icon
59
American International
AIG
$38.8B
$20.7M 0.23%
405,832
-349,758
-46% -$17.4M
WYNN icon
60
CALL
Wynn Resorts
WYNN
$8.35B
$19.3M 0.21%
99,400
-6,300
-6% -$1.07M
MS icon
61
CALL
Morgan Stanley
MS
$308B
$19M 0.21%
607,200
– –
MOS icon
62
CALL
The Mosaic Company
MOS
$7.31B
$18.4M 0.2%
+389,700
New +$18.1M
ADM icon
63
Archer Daniels Midland
ADM
$39.1B
$17.7M 0.19%
+408,050
New +$16.5M
SHPG
64
PUT
DELISTED
Shire pic
SHPG
$17.7M 0.19%
125,000
– –
LAMR icon
65
PUT
Lamar Advertising Co
LAMR
$14.6B
$17.2M 0.19%
+328,800
New +$16.1M
MCD icon
66
CALL
McDonald's
MCD
$167B
$16.7M 0.18%
172,500
-593,200
-77% -$57M
STWD icon
67
Starwood Property Trust
STWD
$5.32B
$16.6M 0.18%
+744,120
New +$15.7M
PM icon
68
PUT
Philip Morris
PM
$297B
$15.6M 0.17%
178,800
+46,800
+35% +$4.09M
UNS
69
DELISTED
UNS ENERGY CORP COM
UNS
$15M 0.16%
+250,000
New +$12.6M
GDX icon
70
CALL
VanEck Gold Miners ETF
GDX
$27.6B
$14.6M 0.16%
692,100
-399,000
-37% -$9.22M
AIG icon
71
PUT
American International
AIG
$38.8B
$14.1M 0.15%
276,900
-526,300
-66% -$26.2M
MA icon
72
PUT
Mastercard
MA
$497B
$14.1M 0.15%
169,000
-55,000
-25% -$4.08M
VZ icon
73
PUT
Verizon
VZ
$196B
$14M 0.15%
285,600
+44,100
+18% +$2.17M
BIDU icon
74
PUT
Baidu
BIDU
$29.8B
$14M 0.15%
78,800
-90,600
-53% -$14.6M
UPS icon
75
CALL
United Parcel Service
UPS
$79.9B
$14M 0.15%
132,800
-252,500
-66% -$24.9M
1 2
3
4 5

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors's Q4 2013 filing shows 144 new, 83 increased, 176 reduced and 178 closed positions. Its largest new stake was SPDR Gold Trust: 496,794 shares worth $57.7M. The largest sale was Shire pic, an estimated $232M.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 94% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.