We are live on
!
Find out more
Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
(-7.6%)
Cap. Flow
-$2.06B
Cap. Flow
% of AUM
-22.45%
Top 10 Holdings %
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$344M |
| 2 |
SPDR Gold Trust
GLD
|
+$61M |
| 3 |
Ford
F
|
+$30M |
| 4 |
Meta Platforms (Facebook)
META
|
+$24.2M |
| 5 |
Omnicom Group
OMC
|
+$20M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$232M |
| 2 |
Vodafone
VOD
|
+$19.9M |
| 3 |
American International
AIG
|
+$17.4M |
| 4 |
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
|
+$17.2M |
| 5 |
SHFL
SHFL ENTMT INC
SHFL
|
+$13.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.72% |
| 2 | Communication Services | 1.31% |
| 3 | Consumer Staples | 1.02% |
| 4 | Consumer Discretionary | 0.72% |
| 5 | Financials | 0.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
CALL
Baidu
BIDU
$35.9B
| $22.6M | 0.25% |
127,300
+40,600
| +47% | +$6.56M |
|
52
IBM
IBM
$225B
| $22.2M | 0.24% |
124,024
-53,734
| -30% | -$9.27M |
|
53
Mastercard
MA
$492B
| $22M | 0.24% |
263,410
+98,030
| +59% | +$7.28M |
|
|
54
Omnicom Group
OMC
$23.6B
| $21.7M | 0.24% |
+291,478
| New | +$20M |
|
55
PUT
Herbalife
HLF
$1.23B
| $21.6M | 0.24% |
+549,200
| New | +$19M |
|
56
CALL
Cisco
CSCO
$475B
| $21.5M | 0.24% |
960,500
-2,112,800
| -69% | -$46.7M |
|
|
LIFE
57
CALL
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
| $21.5M | 0.23% |
283,700
+73,700
| +35% | +$5.56M |
|
58
PUT
iShares MSCI Brazil ETF
EWZ
$8.6B
| $21M | 0.23% |
469,600
+11,000
| +2% | +$523K |
|
|
59
American International
AIG
$40.4B
| $20.7M | 0.23% |
405,832
-349,758
| -46% | -$17.4M |
|
60
CALL
Wynn Resorts
WYNN
$10.8B
| $19.3M | 0.21% |
99,400
-6,300
| -6% | -$1.07M |
|
61
CALL
Morgan Stanley
MS
$338B
| $19M | 0.21% |
607,200
| – | – |
|
62
CALL
The Mosaic Company
MOS
$7.34B
| $18.4M | 0.2% |
+389,700
| New | +$18.1M |
|
63
Archer Daniels Midland
ADM
$38.8B
| $17.7M | 0.19% |
+408,050
| New | +$16.5M |
|
|
SHPG
64
PUT
DELISTED
Shire pic
SHPG
| $17.7M | 0.19% |
125,000
| – | – |
|
65
PUT
Lamar Advertising Co
LAMR
$15.6B
| $17.2M | 0.19% |
+328,800
| New | +$16.1M |
|
66
CALL
McDonald's
MCD
$194B
| $16.7M | 0.18% |
172,500
-593,200
| -77% | -$57M |
|
67
Starwood Property Trust
STWD
$6.17B
| $16.6M | 0.18% |
+744,120
| New | +$15.7M |
|
68
PUT
Philip Morris
PM
$290B
| $15.6M | 0.17% |
178,800
+46,800
| +35% | +$4.09M |
|
|
UNS
69
DELISTED
UNS ENERGY CORP COM
UNS
| $15M | 0.16% |
+250,000
| New | +$12.6M |
|
70
CALL
VanEck Gold Miners ETF
GDX
$27.5B
| $14.6M | 0.16% |
692,100
-399,000
| -37% | -$9.22M |
|
|
71
PUT
American International
AIG
$40.4B
| $14.1M | 0.15% |
276,900
-526,300
| -66% | -$26.2M |
|
|
72
PUT
Mastercard
MA
$492B
| $14.1M | 0.15% |
169,000
-55,000
| -25% | -$4.08M |
|
73
PUT
Verizon
VZ
$196B
| $14M | 0.15% |
285,600
+44,100
| +18% | +$2.17M |
|
|
74
PUT
Baidu
BIDU
$35.9B
| $14M | 0.15% |
78,800
-90,600
| -53% | -$14.6M |
|
75
CALL
United Parcel Service
UPS
$88.8B
| $14M | 0.15% |
132,800
-252,500
| -66% | -$24.9M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q4 2013 Portfolio in Review
As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.
Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.
- Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
- Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
- Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
- Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
- Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
- Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
- Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.
Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.