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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
51
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
$30M 0.3%
264,100
+50,000
+23% +$5.77M
MSFT icon
52
CALL
Microsoft
MSFT
$3.74T
$28.9M 0.29%
867,500
-157,200
-15% -$5.17M
MMM icon
53
CALL
3M
MMM
$94.4B
$28.2M 0.28%
282,136
-471,822
-63% -$45.9M
GDX icon
54
CALL
VanEck Gold Miners ETF
GDX
$27.5B
$27.3M 0.28%
1,091,100
+901,200
+475% +$24M
AMZN icon
55
PUT
Amazon
AMZN
$2.94T
$27.1M 0.27%
1,736,000
+292,000
+20% +$4.35M
BIDU icon
56
PUT
Baidu
BIDU
$35.9B
$26.3M 0.27%
169,400
+118,000
+230% +$15.2M
PG icon
57
CALL
Procter & Gamble
PG
$338B
$25.4M 0.26%
336,200
-368,000
-52% -$29.3M
KO icon
58
CALL
Coca-Cola
KO
$372B
$25M 0.25%
660,900
+53,000
+9% +$2.1M
XOM icon
59
PUT
ExxonMobil
XOM
$657B
$25M 0.25%
290,300
+130,100
+81% +$11.7M
EWZ icon
60
PUT
iShares MSCI Brazil ETF
EWZ
$8.6B
$22M 0.22%
458,600
-75,000
-14% -$3.33M
DE icon
61
PUT
Deere & Co
DE
$167B
$21.9M 0.22%
269,600
+201,900
+298% +$16.8M
DE icon
62
CALL
Deere & Co
DE
$167B
$20.9M 0.21%
256,500
+205,400
+402% +$17.1M
LIFE
63
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$19.7M 0.2%
263,412
+38,412
+17% +$2.87M
MO icon
64
CALL
Altria Group
MO
$109B
$19.5M 0.2%
566,900
+194,700
+52% +$6.86M
MRK icon
65
CALL
Merck
MRK
$322B
$18.8M 0.19%
413,646
-22,741
-5% -$1.04M
KO icon
66
PUT
Coca-Cola
KO
$372B
$18.2M 0.18%
479,700
+247,400
+107% +$9.78M
LYB icon
67
PUT
LyondellBasell Industries
LYB
$20.7B
$17.6M 0.18%
240,300
+179,500
+295% +$12.5M
BRK.B icon
68
PUT
Berkshire Hathaway Class B
BRK.B
$1.11T
$17.2M 0.17%
151,800
+50,000
+49% +$5.77M
HTSI
69
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
$17.2M 0.17%
+350,000
New +$17.2M
AMGN icon
70
CALL
Amgen
AMGN
$224B
$16.9M 0.17%
151,000
+44,400
+42% +$4.81M
WYNN icon
71
CALL
Wynn Resorts
WYNN
$10.8B
$16.7M 0.17%
105,700
+48,000
+83% +$6.73M
MS icon
72
CALL
Morgan Stanley
MS
$338B
$16.4M 0.17%
607,200
+404,600
+200% +$10.9M
LNKD
73
CALL
DELISTED
LinkedIn Corporation
LNKD
$16.2M 0.16%
65,700
-99,200
-60% -$22.4M
C icon
74
PUT
Citigroup
C
$228B
$16M 0.16%
330,700
-135,200
-29% -$6.84M
WFM
75
CALL
DELISTED
Whole Foods Market Inc
WFM
$15.9M 0.16%
271,700
-52,800
-16% -$2.92M
1 2
3
4 5

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.