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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
CALL
Illumina
ILMN
$29.1B
| $6.45M | 0.01% |
16,345
-4,523
| -22% | -$2.08M |
|
|
CLDR
702
DELISTED
Cloudera, Inc.
CLDR
| $6.45M | 0.01% |
403,771
-42,623
| -10% | -$676K |
|
703
PUT
Otis Worldwide
OTIS
$27.8B
| $6.43M | 0.01% |
78,200
-16,300
| -17% | -$1.43M |
|
|
UFS
704
DELISTED
DOMTAR CORPORATION (New)
UFS
| $6.43M | 0.01% |
117,911
+80,883
| +218% | +$4.44M |
|
705
CALL
Valero Energy
VLO
$98.7B
| $6.39M | 0.01% |
90,600
-5,800
| -6% | -$386K |
|
706
ServiceNow
NOW
$132B
| $6.37M | 0.01% |
+51,185
| New | +$6.2M |
|
707
CALL
Exelon
EXC
$47B
| $6.37M | 0.01% |
184,643
+75,848
| +70% | +$2.59M |
|
708
PUT
Tapestry
TPR
$25.9B
| $6.36M | 0.01% |
171,700
+9,000
| +6% | +$370K |
|
709
PUT
Ametek
AME
$58.7B
| $6.34M | 0.01% |
51,100
-400
| -0.8% | -$53.7K |
|
710
CALL
HP
HPQ
$28.6B
| $6.3M | 0.01% |
230,300
-12,200
| -5% | -$351K |
|
|
TWTR
711
DELISTED
Twitter, Inc.
TWTR
| $6.26M | 0.01% |
103,732
+67,181
| +184% | +$4.41M |
|
712
Corning
GLW
$137B
| $6.25M | 0.01% |
171,278
+87,914
| +105% | +$3.51M |
|
713
CALL
Sysco
SYY
$40B
| $6.25M | 0.01% |
79,600
+5,900
| +8% | +$450K |
|
714
Clorox
CLX
$12.9B
| $6.25M | 0.01% |
37,714
+30,402
| +416% | +$5.24M |
|
715
PUT
Universal Health Services
UHS
$10.1B
| $6.24M | 0.01% |
45,100
+29,300
| +185% | +$4.44M |
|
716
CALL
Constellation Brands
STZ
$23.3B
| $6.19M | 0.01% |
29,400
+9,400
| +47% | +$2.05M |
|
717
PUT
Essex Property Trust
ESS
$18.5B
| $6.17M | 0.01% |
19,300
+16,700
| +642% | +$5.4M |
|
|
MRO
718
PUT
DELISTED
Marathon Oil Corporation
MRO
| $6.17M | 0.01% |
451,200
+5,800
| +1% | +$69.9K |
|
719
PUT
CBRE Group
CBRE
$44B
| $6.15M | 0.01% |
63,200
-13,900
| -18% | -$1.29M |
|
720
CALL
Rockwell Automation
ROK
$49.5B
| $6.14M | 0.01% |
20,900
+8,100
| +63% | +$2.49M |
|
721
PUT
DXC Technology
DXC
$1.79B
| $6.11M | 0.01% |
181,900
+27,600
| +18% | +$1.04M |
|
722
Monster Beverage
MNST
$91.4B
| $6.09M | 0.01% |
274,264
+114,436
| +72% | +$2.7M |
|
723
CALL
Aptiv
APTV
$10.2B
| $6.08M | 0.01% |
40,800
+11,100
| +37% | +$1.73M |
|
724
Tesla
TSLA
$1.34T
| $6.08M | 0.01% |
23,502
-143,283
| -86% | -$33.7M |
|
725
CALL
Delta Air Lines
DAL
$60B
| $6.07M | 0.01% |
142,500
+8,900
| +7% | +$363K |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.