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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$3.54B
AUM Growth
+$692M
Cap. Flow
+$181M
Cap. Flow %
5.11%
Top 10 Hldgs %
44.01%
Holding
772
New
236
Increased
68
Reduced
97
Closed
293

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$512M
2
C icon
Citigroup
C
+$60.3M
3
COL
Rockwell Collins
COL
+$48.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$42.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$30.8M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.4M
2
TWX
Time Warner Inc
TWX
+$23.7M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$23.3M
4
BCR
CR Bard Inc.
BCR
+$18.1M
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$16.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.9%
2 Technology 3.9%
3 Financials 2.89%
4 Industrials 2.35%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABCO
701
DELISTED
Advisory Board Co
ABCO
– –
-115,000
Closed -$6.17M
BRCD
702
CALL
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-225,000
Closed -$2.69M
PCBK
703
DELISTED
Pacific Continental Corp
PCBK
– –
-42,325
Closed -$1.14M
WSTC
704
DELISTED
West Corporation
WSTC
– –
-13,902
Closed -$326K
CACQ
705
DELISTED
Caesars Acquisition Company
CACQ
– –
-13,309
Closed -$285K
KITE
706
CALL
DELISTED
Kite Pharma, Inc.
KITE
– –
-101,700
Closed -$18.3M
KITE
707
DELISTED
Kite Pharma, Inc.
KITE
– –
-4,900
Closed -$881K
KITE
708
PUT
DELISTED
Kite Pharma, Inc.
KITE
– –
-5,600
Closed -$1M
ALR
709
CALL
DELISTED
Alere Inc
ALR
– –
-23,700
Closed -$1.21M
PRXL
710
DELISTED
Parexel International Corp
PRXL
– –
-133,437
Closed -$11.8M
XL
711
DELISTED
XL Group Ltd.
XL
– –
-21,714
Closed -$856K
ESV
712
DELISTED
Ensco Rowan plc
ESV
– –
-2,700
Closed -$64K
SBNY
713
DELISTED
Signature Bank
SBNY
– –
-9,280
Closed -$1.19M
WLL
714
DELISTED
Whiting Petroleum Corporation
WLL
– –
-80
Closed -$131K
TRCO
715
PUT
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-5,000
Closed -$204K
GG
716
CALL
DELISTED
Goldcorp Inc
GG
– –
-834,400
Closed -$10.8M
GG
717
DELISTED
Goldcorp Inc
GG
– –
-54,622
Closed -$707K
GG
718
PUT
DELISTED
Goldcorp Inc
GG
– –
-930,700
Closed -$12.1M
LPNT
719
DELISTED
LifePoint Health, Inc.
LPNT
– –
-6,316
Closed -$365K
BCR
720
DELISTED
CR Bard Inc.
BCR
– –
-56,629
Closed -$18.1M
FGL
721
DELISTED
Fidelity & Guaranty Life
FGL
– –
-86,640
Closed -$2.69M
SPN
722
DELISTED
Superior Energy Services, Inc.
SPN
– –
-2,211
Closed -$236K
BLVD
723
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
– –
-2,325,000
Closed -$23.3M
TCF
724
DELISTED
TCF Financial Corporation
TCF
– –
-12,381
Closed -$210K
25 26 27 28
29

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Capstone Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Capstone Investment Advisors held 772 positions worth $3.54B, up 24% from $2.85B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capstone Investment Advisors deployed $181M of net new capital in Q4 2017, opening 236 new positions and adding to 68 existing holdings. Its largest new stake was SPDR Gold Trust: 130,377 shares worth $16.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, up from 82% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Apple, an estimated $44.4M trimmed.

  • Capstone Investment Advisors's largest Q4 2017 buy was SPDR Gold Trust: 130,377 shares worth $16.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $512M increase.
  • Capstone Investment Advisors's biggest Q4 2017 reduction was Apple, cutting an estimated $44.4M.
  • Capstone Investment Advisors fully exited Boulevard Acquisition Corp. II Class A Common Stock in Q4 2017, selling an estimated $23.3M.
  • Capstone Investment Advisors's ten largest holdings make up 44% of its $3.54B portfolio in Q4 2017.
  • Capstone Investment Advisors opened 236 new positions and closed 293 in Q4 2017.
  • Capstone Investment Advisors's portfolio value rose 24% quarter-over-quarter to $3.54B.

Based on Capstone Investment Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.