We are live on
!
Find out more
Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
CALL
Royal Caribbean
RCL
$82.9B
| $6.98M | 0.01% |
78,500
+30,400
| +63% | +$2.46M |
|
677
CALL
Progressive
PGR
$121B
| $6.98M | 0.01% |
77,200
+15,200
| +25% | +$1.45M |
|
678
PUT
APA Corp
APA
$14B
| $6.97M | 0.01% |
325,400
+49,700
| +18% | +$950K |
|
679
PUT
Hormel Foods
HRL
$13.4B
| $6.96M | 0.01% |
169,800
-13,700
| -7% | -$618K |
|
680
CALL
Best Buy
BBY
$18B
| $6.92M | 0.01% |
65,500
-400
| -0.6% | -$44.9K |
|
681
PUT
Masco
MAS
$14.7B
| $6.87M | 0.01% |
123,700
+48,800
| +65% | +$2.89M |
|
682
PUT
Zions Bancorporation
ZION
$10.5B
| $6.87M | 0.01% |
111,000
+32,300
| +41% | +$1.77M |
|
683
CALL
D.R. Horton
DHI
$41.9B
| $6.86M | 0.01% |
81,700
+3,400
| +4% | +$313K |
|
684
PUT
Evergy
EVRG
$19.3B
| $6.85M | 0.01% |
110,200
+17,900
| +19% | +$1.17M |
|
685
CALL
KLA
KLAC
$274B
| $6.82M | 0.01% |
204,000
+16,000
| +9% | +$534K |
|
686
Starbucks
SBUX
$124B
| $6.82M | 0.01% |
61,815
+44,562
| +258% | +$5.22M |
|
687
PUT
Invesco
IVZ
$14.3B
| $6.79M | 0.01% |
281,800
+66,800
| +31% | +$1.67M |
|
|
PXD
688
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
| $6.79M | 0.01% |
40,800
-10,000
| -20% | -$1.51M |
|
689
CALL
T. Rowe Price
TROW
$23.7B
| $6.79M | 0.01% |
34,500
+11,700
| +51% | +$2.46M |
|
690
PUT
Roper Technologies
ROP
$39.3B
| $6.78M | 0.01% |
15,200
-8,900
| -37% | -$4.26M |
|
691
CALL
Edwards Lifesciences
EW
$53.4B
| $6.77M | 0.01% |
59,800
+5,300
| +10% | +$605K |
|
692
CALL
Paychex
PAYX
$44.6B
| $6.77M | 0.01% |
60,200
+12,000
| +25% | +$1.35M |
|
693
CALL
American International
AIG
$39.8B
| $6.77M | 0.01% |
123,300
+8,000
| +7% | +$412K |
|
694
Autodesk
ADSK
$54.5B
| $6.7M | 0.01% |
23,491
+15,998
| +214% | +$4.9M |
|
695
PUT
Hewlett Packard
HPE
$79.2B
| $6.7M | 0.01% |
469,900
+27,400
| +6% | +$396K |
|
696
CALL
Fortinet
FTNT
$121B
| $6.63M | 0.01% |
113,500
-1,000
| -0.9% | -$57.9K |
|
697
Skyworks Solutions
SWKS
$10.5B
| $6.58M | 0.01% |
+39,930
| New | +$7.3M |
|
698
Analog Devices
ADI
$186B
| $6.54M | 0.01% |
+39,043
| New | +$6.55M |
|
|
CMA
699
PUT
DELISTED
Comerica
CMA
| $6.5M | 0.01% |
80,700
+31,700
| +65% | +$2.28M |
|
700
CALL
Prudential Financial
PRU
$43B
| $6.47M | 0.01% |
61,500
+8,800
| +17% | +$907K |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.