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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPR icon
676
PUT
Tapestry
TPR
$25.9B
$3.79M 0.01%
92,000
+5,400
+6% +$208K
HWM icon
677
PUT
Howmet Aerospace
HWM
$113B
$3.78M 0.01%
117,600
-101,700
-46% -$2.93M
ZION icon
678
PUT
Zions Bancorporation
ZION
$10.5B
$3.74M 0.01%
68,100
-15,700
-19% -$808K
UBER icon
679
Uber
UBER
$155B
$3.74M 0.01%
+68,600
New +$3.83M
APA icon
680
PUT
APA Corp
APA
$14B
$3.74M 0.01%
208,800
-9,100
-4% -$166K
MU icon
681
Micron Technology
MU
$1.07T
$3.74M 0.01%
+42,367
New +$3.59M
PSA icon
682
CALL
Public Storage
PSA
$61.4B
$3.73M 0.01%
15,100
-3,000
-17% -$699K
IVZ icon
683
PUT
Invesco
IVZ
$14.3B
$3.72M 0.01%
147,500
+19,200
+15% +$431K
ORLY icon
684
CALL
O'Reilly Automotive
ORLY
$74.9B
$3.7M 0.01%
109,500
+75,000
+217% +$2.32M
VTRS icon
685
PUT
Viatris
VTRS
$18.4B
$3.68M 0.01%
263,700
+113,300
+75% +$1.85M
PVH icon
686
PUT
PVH
PVH
$3.77B
$3.68M 0.01%
34,800
– –
SMH icon
687
CALL
VanEck Semiconductor ETF
SMH
$72.5B
$3.65M 0.01%
+30,000
New +$3.55M
FFIV icon
688
PUT
F5
FFIV
$23.6B
$3.65M 0.01%
17,500
-17,700
-50% -$3.49M
ACAHU
689
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
$3.65M 0.01%
+370,000
New +$3.68M
AVGO icon
690
Broadcom
AVGO
$1.99T
$3.6M 0.01%
77,720
-60,790
-44% -$2.81M
WMB icon
691
CALL
Williams Companies
WMB
$89.3B
$3.6M 0.01%
152,100
+57,800
+61% +$1.31M
WRK
692
PUT
DELISTED
WestRock Company
WRK
$3.6M 0.01%
69,100
-26,900
-28% -$1.26M
INFO
693
PUT
DELISTED
IHS Markit Ltd. Common Shares
INFO
$3.59M 0.01%
37,100
-64,600
-64% -$5.91M
ALLE icon
694
PUT
Allegion
ALLE
$14.2B
$3.58M 0.01%
28,500
+18,200
+177% +$2.1M
JNPR
695
PUT
DELISTED
Juniper Networks
JNPR
$3.55M 0.01%
140,200
+41,100
+41% +$1.01M
KMI icon
696
CALL
Kinder Morgan
KMI
$71.4B
$3.55M 0.01%
213,300
-6,200
-3% -$94.7K
STX icon
697
CALL
Seagate
STX
$209B
$3.55M 0.01%
46,200
+29,400
+175% +$2.05M
KHC icon
698
CALL
Kraft Heinz
KHC
$30.1B
$3.48M 0.01%
87,100
+31,100
+56% +$1.12M
ROP icon
699
CALL
Roper Technologies
ROP
$39.3B
$3.47M 0.01%
8,600
+6,000
+231% +$2.41M
UAL icon
700
CALL
United Airlines
UAL
$41B
$3.46M 0.01%
60,200
+3,100
+5% +$151K
26 27
28
29 30

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.