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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CF icon
651
PUT
CF Industries
CF
$17.7B
$7.51M 0.01%
134,600
+6,200
+5% +$298K
DAL icon
652
Delta Air Lines
DAL
$60B
$7.51M 0.01%
176,216
+106,468
+153% +$4.35M
MS icon
653
Morgan Stanley
MS
$343B
$7.44M 0.01%
+76,422
New +$7.57M
BAC icon
654
Bank of America
BAC
$448B
$7.43M 0.01%
175,148
+119,591
+215% +$4.82M
HUM icon
655
CALL
Humana
HUM
$46.2B
$7.43M 0.01%
19,100
+7,700
+68% +$3.27M
MAA icon
656
PUT
Mid-America Apartment Communities
MAA
$15.6B
$7.38M 0.01%
39,500
+2,600
+7% +$488K
ISRG icon
657
CALL
Intuitive Surgical
ISRG
$142B
$7.36M 0.01%
22,200
+12,900
+139% +$4.33M
NRG icon
658
PUT
NRG Energy
NRG
$25.2B
$7.35M 0.01%
180,100
+22,800
+14% +$970K
SLB icon
659
CALL
SLB Ltd
SLB
$77.3B
$7.33M 0.01%
247,300
-42,000
-15% -$1.2M
DXCM icon
660
CALL
DexCom
DXCM
$34.5B
$7.33M 0.01%
53,600
-400
-0.7% -$50.4K
GILD icon
661
Gilead Sciences
GILD
$171B
$7.32M 0.01%
+104,750
New +$7.36M
ILMN icon
662
Illumina
ILMN
$29.1B
$7.31M 0.01%
18,534
+18,100
+4,171% +$8.32M
LHX icon
663
CALL
L3Harris
LHX
$53.7B
$7.29M 0.01%
33,100
-2,600
-7% -$591K
BDX icon
664
Becton Dickinson
BDX
$49.6B
$7.29M 0.01%
30,388
-4,358
-13% -$1.07M
D icon
665
CALL
Dominion Energy
D
$60.3B
$7.24M 0.01%
99,200
+29,000
+41% +$2.21M
IWN icon
666
iShares Russell 2000 Value ETF
IWN
$14.7B
$7.22M 0.01%
+45,052
New +$7.24M
TRV icon
667
CALL
Travelers Companies
TRV
$77.2B
$7.21M 0.01%
47,400
+16,500
+53% +$2.55M
SWK icon
668
Stanley Black & Decker
SWK
$15.4B
$7.2M 0.01%
+41,069
New +$8.01M
WRK
669
PUT
DELISTED
WestRock Company
WRK
$7.19M 0.01%
144,300
+5,000
+4% +$253K
SRE icon
670
CALL
Sempra
SRE
$56.5B
$7.17M 0.01%
113,400
+42,000
+59% +$2.77M
NEM icon
671
CALL
Newmont
NEM
$120B
$7.16M 0.01%
131,800
+18,600
+16% +$1.1M
CMI icon
672
CALL
Cummins
CMI
$87B
$7.14M 0.01%
31,800
+1,100
+4% +$258K
BR icon
673
PUT
Broadridge
BR
$19.6B
$7.13M 0.01%
42,800
+1,400
+3% +$238K
ETN icon
674
CALL
Eaton
ETN
$176B
$7.03M 0.01%
47,100
+18,200
+63% +$2.91M
CDNS icon
675
CALL
Cadence Design Systems
CDNS
$89.2B
$7.01M 0.01%
46,300
+3,100
+7% +$472K
25 26
27
28 29

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.