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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$3.54B
AUM Growth
+$692M
Cap. Flow
+$181M
Cap. Flow %
5.11%
Top 10 Hldgs %
44.01%
Holding
772
New
236
Increased
68
Reduced
97
Closed
293

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$512M
2
C icon
Citigroup
C
+$60.3M
3
COL
Rockwell Collins
COL
+$48.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$42.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$30.8M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.4M
2
TWX
Time Warner Inc
TWX
+$23.7M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$23.3M
4
BCR
CR Bard Inc.
BCR
+$18.1M
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$16.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.9%
2 Technology 3.9%
3 Financials 2.89%
4 Industrials 2.35%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLR
651
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-5,400
Closed -$208K
Y
652
DELISTED
Alleghany Corp
Y
– –
-499
Closed -$276K
PBCT
653
DELISTED
People's United Financial Inc
PBCT
– –
-16,785
Closed -$304K
FLXN
654
PUT
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-13,200
Closed -$318K
PRAH
655
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-9,560
Closed -$728K
GRUB
656
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-5,230
Closed -$550K
GLOG
657
DELISTED
GASLOG LTD
GLOG
– –
-11,173
Closed -$194K
RP
658
DELISTED
RealPage, Inc.
RP
– –
-11,192
Closed -$446K
MIK
659
DELISTED
Michaels Stores, Inc
MIK
– –
-41,800
Closed -$897K
ACIA
660
DELISTED
Acacia Communications Inc
ACIA
– –
-100,900
Closed -$4.75M
CXO
661
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-9,900
Closed -$1.3M
WMGI
662
DELISTED
Wright Medical Group Inc
WMGI
– –
-15,575
Closed -$402K
ETFC
663
DELISTED
E*Trade Financial Corporation
ETFC
– –
-6,894
Closed -$300K
LOGM
664
DELISTED
LogMein, Inc.
LOGM
– –
-2,300
Closed -$253K
PTLA
665
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-6,548
Closed -$353K
AXE
666
DELISTED
Anixter International Inc
AXE
– –
-5,035
Closed -$427K
AKS
667
DELISTED
AK Steel Holding Corp
AKS
– –
-34,000
Closed -$190K
SRCI
668
CALL
DELISTED
SRC Energy Inc
SRCI
– –
-90,000
Closed -$870K
SRCI
669
DELISTED
SRC Energy Inc
SRCI
– –
-14,747
Closed -$142K
CBM
670
DELISTED
Cambrex Corporation
CBM
– –
-4,800
Closed -$264K
MCRN
671
DELISTED
Milacron Holdings Corp.
MCRN
– –
-11,989
Closed -$202K
BID
672
DELISTED
Sotheby's
BID
– –
-7,700
Closed -$355K
APC
673
DELISTED
Anadarko Petroleum
APC
– –
-17,919
Closed -$875K
DATA
674
DELISTED
Tableau Software, Inc.
DATA
– –
-7,186
Closed -$538K
WP
675
DELISTED
Worldpay, Inc.
WP
– –
-7,798
Closed -$549K
25 26
27
28 29

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Capstone Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Capstone Investment Advisors held 772 positions worth $3.54B, up 24% from $2.85B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capstone Investment Advisors deployed $181M of net new capital in Q4 2017, opening 236 new positions and adding to 68 existing holdings. Its largest new stake was SPDR Gold Trust: 130,377 shares worth $16.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, up from 82% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Apple, an estimated $44.4M trimmed.

  • Capstone Investment Advisors's largest Q4 2017 buy was SPDR Gold Trust: 130,377 shares worth $16.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $512M increase.
  • Capstone Investment Advisors's biggest Q4 2017 reduction was Apple, cutting an estimated $44.4M.
  • Capstone Investment Advisors fully exited Boulevard Acquisition Corp. II Class A Common Stock in Q4 2017, selling an estimated $23.3M.
  • Capstone Investment Advisors's ten largest holdings make up 44% of its $3.54B portfolio in Q4 2017.
  • Capstone Investment Advisors opened 236 new positions and closed 293 in Q4 2017.
  • Capstone Investment Advisors's portfolio value rose 24% quarter-over-quarter to $3.54B.

Based on Capstone Investment Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.