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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNR
651
DELISTED
Cornerstone Building Brands, Inc.
CNR
$186K ﹤0.01%
12,800
-24,391
-66% -$393K
INTC icon
652
Intel
INTC
$531B
$185K ﹤0.01%
+4,908
New +$174K
BHC icon
653
PUT
Bausch Health
BHC
$2.34B
$184K ﹤0.01%
7,500
-62,500
-89% -$1.62M
INSY
654
DELISTED
Insys Therapeutics, Inc.
INSY
$183K ﹤0.01%
+15,600
New +$237K
TMHC
655
DELISTED
Taylor Morrison
TMHC
$180K ﹤0.01%
10,262
-100
-1% -$1.69K
MBI icon
656
MBIA
MBI
$258M
$178K ﹤0.01%
22,928
+5,844
+34% +$46K
VTLE
657
DELISTED
Vital Energy
VTLE
$172K ﹤0.01%
670
-635
-49% -$145K
NAT icon
658
Nordic American Tanker
NAT
$1.4B
$153K ﹤0.01%
+15,302
New +$178K
BLOX
659
DELISTED
Infoblox Inc
BLOX
$139K ﹤0.01%
+5,300
New +$112K
FNB icon
660
FNB Corp
FNB
$6.88B
$137K ﹤0.01%
11,214
-42,959
-79% -$531K
INVA icon
661
Innoviva
INVA
$1.49B
$132K ﹤0.01%
+12,021
New +$140K
ESI icon
662
Element Solutions
ESI
$9.53B
$98K ﹤0.01%
12,201
-2,100
-15% -$18.7K
ALJ
663
PUT
DELISTED
Alon USA Energy Inc
ALJ
$95K ﹤0.01%
11,900
– –
EFA icon
664
iShares MSCI EAFE ETF
EFA
$80.4B
$94K ﹤0.01%
1,600
-1,197,733
-100% -$69.4M
V icon
665
PUT
Visa
V
$677B
$90K ﹤0.01%
+1,100
New +$88.1K
SPWR
666
DELISTED
SunPower Corporation Common Stock
SPWR
$90K ﹤0.01%
+15,423
New +$120K
FBP icon
667
First Bancorp
FBP
$4.49B
$88K ﹤0.01%
+16,940
New +$78.4K
JNJ icon
668
Johnson & Johnson
JNJ
$629B
$81K ﹤0.01%
+690
New +$83.7K
MR
669
DELISTED
Montage Resources Corporation Common Stock
MR
$81K ﹤0.01%
+1,643
New +$78.6K
CIE
670
PUT
DELISTED
Cobalt International Energy, Inc
CIE
$55K ﹤0.01%
3,000
– –
DNR
671
DELISTED
Denbury Resources, Inc.
DNR
$49K ﹤0.01%
+15,310
New +$46.8K
HD icon
672
Home Depot
HD
$340B
$47K ﹤0.01%
+373
New +$49.7K
CMCSA icon
673
Comcast
CMCSA
$92.4B
$19K ﹤0.01%
+578
New +$19.2K
CYHHZ
674
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$18K ﹤0.01%
2,000,000
– –
IM
675
PUT
DELISTED
Ingram Micro
IM
$3K ﹤0.01%
100
-330,500
-100% -$11.5M
25 26
27
28 29

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.