We are live on
!
Find out more
Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
TSMC
TSM
$2.23T
| $8.19M | 0.02% |
73,339
-8,775
| -11% | -$1.03M |
|
627
CALL
Ross Stores
ROST
$78.6B
| $8.12M | 0.02% |
74,600
+9,500
| +15% | +$1.14M |
|
628
PUT
AstraZeneca
AZN
$244B
| $8.11M | 0.02% |
+67,550
| New | +$7.86M |
|
629
CALL
Yum! Brands
YUM
$41.2B
| $8.11M | 0.02% |
66,300
+22,400
| +51% | +$2.84M |
|
630
CALL
Marathon Petroleum
MPC
$100B
| $8.01M | 0.02% |
129,600
+22,800
| +21% | +$1.31M |
|
|
631
Ross Stores
ROST
$78.6B
| $7.95M | 0.02% |
73,012
+70,176
| +2,474% | +$8.41M |
|
|
FISV
632
Fiserv Inc
FISV
$29.5B
| $7.94M | 0.02% |
73,194
-44,676
| -38% | -$4.99M |
|
633
PUT
Lumen
LUMN
$6.6B
| $7.94M | 0.02% |
640,900
+146,400
| +30% | +$1.84M |
|
634
CALL
General Dynamics
GD
$106B
| $7.94M | 0.02% |
40,500
+200
| +0.5% | +$39.1K |
|
635
CALL
Agilent Technologies
A
$42.2B
| $7.86M | 0.02% |
49,900
+3,900
| +8% | +$631K |
|
636
PUT
FMC
FMC
$1.27B
| $7.86M | 0.02% |
85,800
+32,800
| +62% | +$3.24M |
|
637
Citigroup
C
$233B
| $7.82M | 0.02% |
111,385
-83,412
| -43% | -$5.83M |
|
638
CALL
US Bancorp
USB
$102B
| $7.78M | 0.02% |
130,800
+4,800
| +4% | +$273K |
|
639
PUT
iShares MSCI Taiwan ETF
EWT
$11.6B
| $7.75M | 0.02% |
+125,000
| New | +$7.97M |
|
640
CALL
Lam Research
LRCX
$422B
| $7.74M | 0.02% |
136,000
| – | – |
|
641
CALL
Moody's
MCO
$84.6B
| $7.71M | 0.02% |
21,700
-2,300
| -10% | -$867K |
|
642
CALL
Emerson Electric
EMR
$91.6B
| $7.68M | 0.02% |
81,500
-900
| -1% | -$89.8K |
|
|
WBA
643
CALL
DELISTED
Walgreens Boots Alliance
WBA
| $7.67M | 0.02% |
163,000
+36,700
| +29% | +$1.77M |
|
644
CALL
Global Payments
GPN
$25.1B
| $7.63M | 0.02% |
48,400
+5,400
| +13% | +$938K |
|
645
CALL
Boston Scientific
BSX
$74.9B
| $7.61M | 0.02% |
175,400
+2,800
| +2% | +$124K |
|
646
CALL
Simon Property Group
SPG
$71.7B
| $7.56M | 0.02% |
58,200
+13,600
| +30% | +$1.77M |
|
647
PUT
PENN Entertainment
PENN
$2.53B
| $7.54M | 0.01% |
104,100
+56,300
| +118% | +$4.14M |
|
648
CALL
Microchip Technology
MCHP
$42.2B
| $7.54M | 0.01% |
98,200
+31,800
| +48% | +$2.38M |
|
649
PUT
Parker-Hannifin
PH
$134B
| $7.52M | 0.01% |
26,900
-7,700
| -22% | -$2.29M |
|
650
PUT
Fox Class A
FOXA
$27.5B
| $7.52M | 0.01% |
187,500
+69,000
| +58% | +$2.54M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.