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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.54B
AUM Growth
+$692M
Cap. Flow
+$154M
Cap. Flow %
4.34%
Top 10 Hldgs %
44.01%
Holding
772
New
236
Increased
68
Reduced
97
Closed
293

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$512M
2
C icon
Citigroup
C
+$60.3M
3
COL
Rockwell Collins
COL
+$48.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$42.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$30.8M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.4M
2
TWX
Time Warner Inc
TWX
+$23.7M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$23.3M
4
BCR
CR Bard Inc.
BCR
+$18.1M
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$16.9M

Sector Composition

Rank Sector Weight
1 Technology 3.88%
2 Financials 2.85%
3 Consumer Discretionary 1.65%
4 Communication Services 1.61%
5 Healthcare 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
W icon
626
Wayfair
W
$14.1B
– –
-27,000
Closed -$1.82M
WDAY icon
627
Workday
WDAY
$44.8B
– –
-9,000
Closed -$948K
WFC icon
628
Wells Fargo
WFC
$264B
– –
-6,991
Closed -$385K
WHR icon
629
Whirlpool
WHR
$2.84B
– –
-1,095
Closed -$201K
WMB icon
630
Williams Companies
WMB
$88.4B
– –
-22,406
Closed -$672K
WT icon
631
WisdomTree
WT
$3.33B
– –
-27,283
Closed -$277K
WTS icon
632
Watts Water Technologies
WTS
$12.8B
– –
-6,289
Closed -$435K
XLE icon
633
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
– –
-1,901,800
Closed -$65.1M
XLE icon
634
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
– –
-866,000
Closed -$29.6M
XME icon
635
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
$0 ﹤0.01%
+1
New +$33
YELP icon
636
CALL
Yelp
YELP
$1.28B
– –
-10,000
Closed -$430K
YELP icon
637
Yelp
YELP
$1.28B
– –
-1,800
Closed -$77K
YELP icon
638
PUT
Yelp
YELP
$1.28B
– –
-8,000
Closed -$345K
Z icon
639
Zillow
Z
$7.68B
– –
-6,086
Closed -$244K
ZBH icon
640
Zimmer Biomet
ZBH
$18.5B
– –
-5,760
Closed -$654K
ENLC
641
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-12,899
Closed -$222K
CTLT
642
DELISTED
CATALENT, INC.
CTLT
– –
-7,004
Closed -$279K
AY
643
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-13,602
Closed -$267K
SRCL
644
DELISTED
Stericycle Inc
SRCL
– –
-7,383
Closed -$528K
PACW
645
DELISTED
PacWest Bancorp
PACW
– –
-12,700
Closed -$641K
VMW
646
DELISTED
VMware, Inc
VMW
– –
-12,300
Closed -$1.34M
VMW
647
PUT
DELISTED
VMware, Inc
VMW
– –
-150,000
Closed -$16.4M
TRTN
648
DELISTED
Triton International Limited
TRTN
– –
-7,500
Closed -$249K
SYNH
649
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-4,699
Closed -$245K
NUVA
650
DELISTED
NuVasive, Inc.
NUVA
– –
-5,200
Closed -$288K
24 25
26
27 28

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Capstone Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Capstone Investment Advisors held 772 positions worth $3.54B, up 24% from $2.85B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capstone Investment Advisors deployed $154M of net new capital in Q4 2017, opening 236 new positions and adding to 68 existing holdings. Its largest new stake was SPDR Gold Trust: 130,377 shares worth $16.1M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, down from 5.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $44.4M trimmed.

  • Capstone Investment Advisors's largest Q4 2017 buy was SPDR Gold Trust: 130,377 shares worth $16.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $512M increase.
  • Capstone Investment Advisors's biggest Q4 2017 reduction was Apple, cutting an estimated $44.4M.
  • Capstone Investment Advisors fully exited Boulevard Acquisition Corp. II Class A Common Stock in Q4 2017, selling an estimated $23.3M.
  • Capstone Investment Advisors's ten largest holdings make up 44% of its $3.54B portfolio in Q4 2017.
  • Capstone Investment Advisors opened 236 new positions and closed 293 in Q4 2017.
  • Capstone Investment Advisors's portfolio value rose 24% quarter-over-quarter to $3.54B.

Based on Capstone Investment Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.