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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
+$232M
Cap. Flow %
2.53%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.9%
2 Technology 5.72%
3 Communication Services 1.31%
4 Consumer Staples 1.02%
5 Consumer Discretionary 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DELL
626
DELISTED
DELL INC
DELL
– –
-16,333
Closed -$224K
DELL
627
PUT
DELISTED
DELL INC
DELL
– –
-110,000
Closed -$1.51M
BZ
628
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-150,000
Closed -$1.89M
WMS
629
DELISTED
WMS INDS INC
WMS
– –
-362,799
Closed -$9.41M
FIRE
630
DELISTED
SOURCEFIRE INC COM STK
FIRE
– –
-165,000
Closed -$12.5M
ONXX
631
CALL
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-468,000
Closed -$58.4M
ONXX
632
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-9,500
Closed -$1.18M
ONXX
633
PUT
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-5,700
Closed -$710K
SFD
634
CALL
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-374,900
Closed -$12.7M
SFD
635
PUT
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-600
Closed -$20K
MOLXA
636
CALL
DELISTED
MOLEX INC CL-A
MOLXA
– –
-175,000
Closed -$6.7M
MOLXA
637
DELISTED
MOLEX INC CL-A
MOLXA
– –
-25,000
Closed -$957K
PCX
638
DELISTED
PATRIOT COAL CORPORATION COM STK (DE)
PCX
$0 ﹤0.01%
26,700
– –
AMR
639
DELISTED
AMR CORP
AMR
– –
-172,500
Closed -$708K
MF
640
DELISTED
MF GLOBAL HOLDINGS LTD COM STK (DE)
MF
$0 ﹤0.01%
25,000
– –
NSM
641
PUT
DELISTED
NATIONAL SEMICONDUCTOR CORP
NSM
– –
-29,300
Closed -$1.65M
ESV
642
CALL
DELISTED
Ensco Rowan plc
ESV
– –
-31,450
Closed -$6.76M
ESV
643
DELISTED
Ensco Rowan plc
ESV
– –
-2,989
Closed -$642K
ESV
644
PUT
DELISTED
Ensco Rowan plc
ESV
– –
-21,550
Closed -$4.63M
UFS
645
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-76,712
Closed -$3.05M
SHPG
646
CALL
DELISTED
Shire pic
SHPG
– –
-425,000
Closed -$51M
SHPG
647
DELISTED
Shire pic
SHPG
– –
-1,768,641
Closed -$232M
LNKD
648
CALL
DELISTED
LinkedIn Corporation
LNKD
– –
-65,700
Closed -$16.2M
22 23 24 25
26

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors's Q4 2013 filing shows 144 new, 83 increased, 176 reduced and 178 closed positions. Its largest new stake was SPDR Gold Trust: 496,794 shares worth $57.7M. The largest sale was Shire pic, an estimated $232M.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 94% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.