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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLD icon
601
CALL
Prologis
PLD
$134B
$8.28M 0.01%
49,200
-53,100
-52% -$7.93M
LRCX icon
602
CALL
Lam Research
LRCX
$422B
$8.27M 0.01%
115,000
-21,000
-15% -$1.32M
ROST icon
603
CALL
Ross Stores
ROST
$78.6B
$8.16M 0.01%
71,400
-3,200
-4% -$358K
LUMN icon
604
PUT
Lumen
LUMN
$6.6B
$8.12M 0.01%
646,700
+5,800
+0.9% +$73.8K
HPE icon
605
PUT
Hewlett Packard
HPE
$79.2B
$8.1M 0.01%
513,500
+43,600
+9% +$657K
ES icon
606
PUT
Eversource Energy
ES
$27.2B
$8.04M 0.01%
88,400
-31,200
-26% -$2.68M
DLTR icon
607
CALL
Dollar Tree
DLTR
$24.9B
$8.02M 0.01%
57,100
+11,400
+25% +$1.38M
IRM icon
608
PUT
Iron Mountain
IRM
$37.7B
$7.98M 0.01%
152,500
+13,200
+9% +$624K
AZN icon
609
PUT
AstraZeneca
AZN
$244B
$7.87M 0.01%
67,550
– –
RSG icon
610
PUT
Republic Services
RSG
$65.9B
$7.87M 0.01%
56,400
-24,100
-30% -$3.2M
CCL icon
611
Carnival Corporation Ltd
CCL
$38.9B
$7.83M 0.01%
389,109
+306,953
+374% +$6.57M
JNPR
612
PUT
DELISTED
Juniper Networks
JNPR
$7.8M 0.01%
218,400
+23,800
+12% +$744K
BNY
613
CALL
Bank of New York Mellon
BNY
$110B
$7.79M 0.01%
134,100
+27,700
+26% +$1.59M
DXC icon
614
PUT
DXC Technology
DXC
$1.79B
$7.72M 0.01%
239,900
+58,000
+32% +$1.89M
MET icon
615
CALL
MetLife
MET
$61.9B
$7.71M 0.01%
123,300
-15,900
-11% -$998K
WELL icon
616
CALL
Welltower
WELL
$169B
$7.68M 0.01%
89,500
+32,700
+58% +$2.73M
CTLT
617
PUT
DELISTED
CATALENT, INC.
CTLT
$7.64M 0.01%
59,700
-7,100
-11% -$912K
YUM icon
618
CALL
Yum! Brands
YUM
$41.2B
$7.64M 0.01%
55,000
-11,300
-17% -$1.45M
CNP icon
619
PUT
CenterPoint Energy
CNP
$26.7B
$7.63M 0.01%
273,400
+31,600
+13% +$844K
PAYX icon
620
CALL
Paychex
PAYX
$44.6B
$7.63M 0.01%
55,900
-4,300
-7% -$532K
ZION icon
621
PUT
Zions Bancorporation
ZION
$10.5B
$7.6M 0.01%
120,300
+9,300
+8% +$594K
TRV icon
622
CALL
Travelers Companies
TRV
$77.2B
$7.59M 0.01%
48,500
+1,100
+2% +$172K
FOXA icon
623
PUT
Fox Class A
FOXA
$27.5B
$7.58M 0.01%
205,300
+17,800
+9% +$701K
SWKS icon
624
Skyworks Solutions
SWKS
$10.5B
$7.57M 0.01%
48,774
+8,844
+22% +$1.41M
TXN icon
625
Texas Instruments
TXN
$250B
$7.48M 0.01%
39,684
+38,999
+5,693% +$7.49M
23 24
25
26 27

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.