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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
-$2.06B
Cap. Flow %
-22.45%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Technology 5.72%
2 Communication Services 1.31%
3 Consumer Staples 1.02%
4 Consumer Discretionary 0.72%
5 Financials 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRCM
601
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-107,271
Closed -$2.79M
BRCM
602
PUT
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-90,400
Closed -$2.35M
DXM
603
CALL
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
– –
-352,700
Closed -$2.86M
DXM
604
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
– –
-30,632
Closed -$248K
DXM
605
PUT
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
– –
-38,500
Closed -$312K
NLSN
606
CALL
DELISTED
Nielsen Holdings plc
NLSN
– –
-39,600
Closed -$1.44M
FDO
607
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-5,700
Closed -$410K
LO
608
PUT
DELISTED
LORILLARD INC COM STK
LO
– –
-48,000
Closed -$2.15M
SWY
609
CALL
DELISTED
SAFEWAY INC
SWY
– –
-156,380
Closed -$4.48M
NDZ
610
DELISTED
NORDION INC COM STK (CDA)
NDZ
– –
-102,160
Closed -$881K
HTSI
611
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
– –
-350,000
Closed -$17.2M
NVE
612
DELISTED
NV ENERGY, INC
NVE
– –
-550,000
Closed -$13M
ELN
613
CALL
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-525,000
Closed -$8.18M
ELN
614
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-221,300
Closed -$3.45M
ELN
615
PUT
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-31,600
Closed -$492K
MAKO
616
CALL
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-50,000
Closed -$1.48M
MAKO
617
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-175,000
Closed -$5.16M
MOLX
618
DELISTED
MOLEX INC
MOLX
– –
-25,000
Closed -$963K
LCC
619
CALL
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-270,700
Closed -$5.13M
LCC
620
PUT
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-70,000
Closed -$1.33M
SHFL
621
DELISTED
SHFL ENTMT INC
SHFL
– –
-600,000
Closed -$13.8M
NYX
622
DELISTED
NYSE EURONEXT INC
NYX
– –
-250,000
Closed -$10.5M
SKS
623
PUT
DELISTED
SAKS INCORPORATED
SKS
– –
-37,100
Closed -$591K
DOLE
624
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-75,000
Closed -$1.02M
DELL
625
CALL
DELISTED
DELL INC
DELL
– –
-244,900
Closed -$3.37M
22 23 24
25
26

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.