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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOL
601
DELISTED
AOL INC COMMON STOCK
AOL
– –
-35,000
Closed -$1.28M
ANV
602
CALL
DELISTED
Allied Nevada Gold Corp
ANV
– –
-176,400
Closed -$1.14M
ANV
603
DELISTED
Allied Nevada Gold Corp
ANV
– –
-39,828
Closed -$258K
ANV
604
PUT
DELISTED
Allied Nevada Gold Corp
ANV
– –
-3,100
Closed -$20K
LPS
605
PUT
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-600
Closed -$19K
DOLE
606
PUT
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-500
Closed -$6K
OPTR
607
CALL
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-271,300
Closed -$3.92M
OPTR
608
PUT
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-11,200
Closed -$162K
WMS
609
PUT
DELISTED
WMS INDS INC
WMS
– –
-38,700
Closed -$987K
WCRX
610
CALL
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-67,900
Closed -$1.35M
WCRX
611
PUT
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-93,800
Closed -$1.86M
SFD
612
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-450,000
Closed -$15.1M
BMC
613
DELISTED
BMC SOFTWARE, INC
BMC
– –
-34,069
Closed -$1.54M
ASCA
614
CALL
DELISTED
AMERISTAR CASINOS INC
ASCA
– –
-103,500
Closed -$2.72M
GDI
615
CALL
DELISTED
GARDNER DENVER,INC
GDI
– –
-113,700
Closed -$8.55M
GDI
616
DELISTED
GARDNER DENVER,INC
GDI
– –
-22,609
Closed -$1.7M
TRLG
617
DELISTED
TRUE RELIGION APPAREL INC
TRLG
– –
-11,404
Closed -$361K
MNGL
618
DELISTED
BLUE WOLF MONGOLIA HOLDING CORP (VGB)
MNGL
– –
-200,000
Closed -$50K
ET
619
DELISTED
EXACTTARGET INC COM STK (DE)
ET
– –
-35,283
Closed -$1.19M
LUFK
620
CALL
DELISTED
LUFKIN IND INC
LUFK
– –
-36,900
Closed -$3.26M
MF
621
DELISTED
MF GLOBAL HOLDINGS LTD COM STK (DE)
MF
$0 ﹤0.01%
25,000
– –
DISH
622
DELISTED
DISH Network Corp.
DISH
– –
-50,000
Closed -$2.13M
DISH
623
PUT
DELISTED
DISH Network Corp.
DISH
– –
-60,000
Closed -$2.55M
NTP
624
DELISTED
Nam Tai Property Inc.
NTP
– –
-25,662
Closed -$143K
WWAV
625
DELISTED
The WhiteWave Foods Company
WWAV
– –
-83,500
Closed -$1.36M
22 23 24
25
26

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.