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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMC icon
576
PUT
Omnicom Group
OMC
$24.2B
$8.97M 0.02%
122,400
-8,900
-7% -$633K
CB icon
577
CALL
Chubb
CB
$133B
$8.93M 0.01%
46,200
-7,900
-15% -$1.48M
USB icon
578
CALL
US Bancorp
USB
$102B
$8.85M 0.01%
157,500
+26,700
+20% +$1.58M
MCHP icon
579
CALL
Microchip Technology
MCHP
$42.2B
$8.82M 0.01%
101,300
+3,100
+3% +$251K
TWTR
580
CALL
DELISTED
Twitter, Inc.
TWTR
$8.8M 0.01%
203,700
+23,700
+13% +$1.23M
WHR icon
581
PUT
Whirlpool
WHR
$2.79B
$8.78M 0.01%
37,400
-3,400
-8% -$747K
NXPI icon
582
CALL
NXP Semiconductors
NXPI
$58.5B
$8.77M 0.01%
38,500
+13,600
+55% +$2.89M
HBAN icon
583
PUT
Huntington Bancshares
HBAN
$35.9B
$8.7M 0.01%
564,300
+21,200
+4% +$334K
APH icon
584
PUT
Amphenol
APH
$204B
$8.69M 0.01%
198,600
-463,800
-70% -$18.8M
XRAY icon
585
PUT
Dentsply Sirona
XRAY
$2.31B
$8.66M 0.01%
155,200
-26,400
-15% -$1.45M
DAL icon
586
Delta Air Lines
DAL
$60B
$8.65M 0.01%
221,302
+45,086
+26% +$1.8M
XLF icon
587
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$8.65M 0.01%
221,434
-126,721
-36% -$4.98M
BKNG icon
588
CALL
Booking.com
BKNG
$160B
$8.64M 0.01%
90,000
-10,000
-10% -$948K
ISRG icon
589
CALL
Intuitive Surgical
ISRG
$142B
$8.62M 0.01%
24,000
+1,800
+8% +$619K
FTNT icon
590
CALL
Fortinet
FTNT
$121B
$8.55M 0.01%
119,000
+5,500
+5% +$362K
AWK icon
591
PUT
American Water Works
AWK
$27.1B
$8.54M 0.01%
45,200
-9,700
-18% -$1.69M
CMI icon
592
CALL
Cummins
CMI
$87B
$8.53M 0.01%
39,100
+7,300
+23% +$1.66M
MPC icon
593
CALL
Marathon Petroleum
MPC
$100B
$8.49M 0.01%
132,700
+3,100
+2% +$199K
GGPI
594
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$8.49M 0.01%
725,672
+625,672
+626% +$7.19M
MUB icon
595
iShares National Muni Bond ETF
MUB
$45.9B
$8.48M 0.01%
+72,900
New +$8.46M
NOC icon
596
CALL
Northrop Grumman
NOC
$81.6B
$8.44M 0.01%
21,800
-4,500
-17% -$1.68M
DHI icon
597
CALL
D.R. Horton
DHI
$41.9B
$8.37M 0.01%
77,200
-4,500
-6% -$433K
ADP icon
598
CALL
Automatic Data Processing
ADP
$110B
$8.33M 0.01%
33,800
-39,500
-54% -$8.94M
CDNS icon
599
CALL
Cadence Design Systems
CDNS
$89.2B
$8.33M 0.01%
44,700
-1,600
-3% -$279K
MAS icon
600
PUT
Masco
MAS
$14.7B
$8.31M 0.01%
118,300
-5,400
-4% -$349K
22 23
24
25 26

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.